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24 Jan 2023, 12:15 am
The DFPI urges consumers to exercise extreme caution before responding to any solicitation offering investment or financial services. [read post]
23 Jan 2023, 9:01 pm
” Because market makers can earn spreads with less risk on retail orders—in light of the typically smaller size and less market information driving retail orders—these wholesalers typically do not charge retail brokers fees for this service, and in fact often pay the retail brokers for the opportunity to trade with these retail orders (called “payment for order flow” or PFOF). [read post]
23 Jan 2023, 7:32 pm
“Today New York Department of Financial Services (“DFS”) Superintendent Adrienne A. [read post]
23 Jan 2023, 6:52 pm
” The SEC’s Chief of the Division of Enforcement’s Complex Financial Instruments Unit Osman Nawaz stated that the SEC “will hold service providers, such as Bloomberg, accountable for misrepresentations that impact investors. [read post]
23 Jan 2023, 6:13 pm
The law also mandates equal pay for men and women in the same job, penalises discrimination against women seeking access to financial services or resources, permits 14 weeks of maternity leave for women, provides for increased training opportunities for women in the workplace and mandates annual reviews of the GEWE’s implementation in public and private institutions. [read post]
23 Jan 2023, 4:34 pm
Kitaj Estate; Farley Gwazda, Gwazda Art Services; and contemporary art curator, writer and researcher Kristina Newhouse. [read post]
23 Jan 2023, 3:20 pm
She described what she had heard of Trump's agitated insistence on joining his followers on their march to the Capitol, in what would have been "what the Secret Service refers to as an 'off-the-record' movement," according to the final report. [read post]
23 Jan 2023, 2:32 pm
The report also covers Financial Crimes manipulative, trading AML fraud and sanctioned and emphasizes the need for firms to evaluate their risk management programs to ensure they are adequately monitoring and reporting on these complex forms of fraud. [read post]
23 Jan 2023, 1:40 pm
On January 23, 2023, the New York Department of Financial Services released guidance with the stated goal of helping to protect customers of virtual currency businesses in the event of an insolvency or similar proceeding by imposing new custody and disclosure requirements on virtual currency entities that act as custodians. [read post]
23 Jan 2023, 10:40 am
One involved financial fraud in violation of federal securities laws and SEC rules. [read post]
23 Jan 2023, 9:44 am
Extension of Relief for Telehealth, Remote Care Services and HSA Eligibility CAA-2023 extends relief provisions involving telehealth, remote care services and health savings account (HSA) eligibility. [read post]
23 Jan 2023, 9:30 am
We currently use this to offer lead generation services to law firms, but we love the potential for other use cases. [read post]
23 Jan 2023, 8:51 am
The loss of services. [read post]
23 Jan 2023, 8:51 am
The loss of services. [read post]
23 Jan 2023, 8:51 am
This can ensure that you will be able to eliminate your debts successfully and achieve a fresh financial start. [read post]
23 Jan 2023, 8:42 am
“Contingent attorneys’ fees” refers only to those fees charged by attorneys for their legal services. [read post]
23 Jan 2023, 8:06 am
Court of Appeals for the Ninth Circuit recently affirmed a trial court’s ruling in favor of the Consumer Financial Protection Bureau against a company and its owner that provided fee-based scholarship and financial aid services to prospective and current college students. [read post]
23 Jan 2023, 7:03 am
Later the SMCR was extended to other financial services firms by the Bank of England and Financial Services Act 2016. [read post]
23 Jan 2023, 5:39 am
Utilize Available Resources You may not realize it, but there are plenty of resources available that can help you in times like these—from legal guidance and financial assistance to job placement services and counseling programs. [read post]
23 Jan 2023, 4:15 am
Instead, the government must show how disclosure would reasonably be foreseen to harm the commercial or financial interests of a submitter. [read post]
