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13 Nov 2015, 5:30 pm
From an Ontario Court of Appeal decision: Donley Investments Limited v. [read post]
13 Nov 2015, 5:05 pm
If you invested in ProSHares Ultra Short 20+ Year Treasury or another leveraged ETF and would like to speak to a securities attorney about your potential to recover your investment losses through FINRA arbitration, please call our Chicago office at (312)238-9650 for a free consultation. [read post]
13 Nov 2015, 2:00 am
This requires a consideration of all the costs invested in a brand (e.g., the cost for acquiring, supporting, and maintaining the brand). [read post]
12 Nov 2015, 5:43 pm
Here, matching work to risk was highest for 20%, putting it in the middle and just behind AFA. [read post]
12 Nov 2015, 3:36 pm
It always depends, but part of that’s an investment question. [read post]
12 Nov 2015, 11:14 am
By statute, the following issuers cannot rely on crowdfunding transactions under Section 4(a)(6): issuers not organized under the laws of a state or territory of the United States or the District of Columbia; issuers already subject to Securities Exchange Act of 1934, as amended (the “Exchange Act”) reporting requirements; investment companies as defined in the Investment Company Act of 1940 (the “Investment Company Act”) or companies that are… [read post]
12 Nov 2015, 4:00 am
The Office of Compliance Inspections and Examinations “stopped by” 20 registered firms that outsourced their CCOs to third parties. [read post]
12 Nov 2015, 12:15 am
Updates will be posted on GMAP website. ◆ Sessions for junior researchers/practitioners are supposed to be held in the morning, followed by lunchtime break and investment law expert sessions in the afternoon. ◆ Presentation (20 minutes each) is followed by general discussion with participants as well as senior experts. ◆ No registration fee is required. [read post]
11 Nov 2015, 12:28 pm
His FINRA Broker Report also indicates that he is apparently the subject of at least 20 customer complaints. [read post]
11 Nov 2015, 5:00 am
If you are issued a check by your financial institution, you must withhold 20% of the amount for tax purposes. [read post]
10 Nov 2015, 7:48 pm
In fact, art makes up 2.5 percent of the biggest estates and just 0.6 percent of those who had between $10 million and $20 million. [read post]
9 Nov 2015, 6:35 am
This may seem shocking, considering the Council for Disability Awareness states that, “Just over 1 in 4 of today’s 20 year-olds will become disabled before they retire. [read post]
9 Nov 2015, 1:00 am
R (Roberts) v Commissioner of Police for the Metropolis & Anor, heard 20 October 2015. [read post]
8 Nov 2015, 11:30 pm
The tree that is CanLII was also planted nearly 20 years ago. [read post]
8 Nov 2015, 6:27 pm
Oct. 20, 2015). [read post]
8 Nov 2015, 9:30 am
In Friday’s Federal Register, the FCC published a summary of the Commission’s Notice of Proposed Rulemaking looking to revise its policies regarding the ownership of broadcast stations by non-US citizens setting the date for comments on its proposal of December 21, with Reply Comments being due by January 20. [read post]
6 Nov 2015, 5:52 pm
A new white paper reviewed participation, savings rates, and investments to investigate the substantial imbalance in 401(k) wealth accumulation for men and women. [read post]
6 Nov 2015, 6:58 am
A company offering more than $500,000 (but not more than $1 million of securities relying on these rules for the first time) would be permitted to provide reviewed rather than audited financial statements, unless company financial statements are available that have been audited by an independent auditor; The business’ description and the use of proceeds; Information about officers and directors and of owners of 20% or more of the company; and Certain related-party transactions. [read post]
6 Nov 2015, 5:30 am
“I encourage Ohio’s public employers to use some of their savings to invest in safety, which helps protect their workers and further reduce workers’ comp costs in the future. [read post]
5 Nov 2015, 5:13 pm
Qualcomm had a $20 million primary policy with AIG and an excess policy with Lloyd’s. [read post]
