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23 Jul 2013, 7:07 am by Devlin Hartline
Rather than look to the courts every time they disagree as to whether a particular use of the work violates their mutual understanding, parties need only look to the writing that sets out their respective rights. [read post]
21 Jul 2013, 6:47 am by Alexander J. Davie
For larger institutions or private funds this may not be much of an issue, but for startups, more required paperwork just gives the startup more opportunities to run afoul of the law, without providing investors any additional protections. [read post]
19 Jul 2013, 6:00 am by Richard Kummer
They provide an opportunity for the SEC staff to identify common issues found in related examinations or investigations and discuss industry practices, including how compliance professionals have addressed such matters.The Compliance Outreach Program was created to promote open communication on mutual fund, investment adviser, and broker-dealer compliance issues. [read post]
18 Jul 2013, 1:12 pm by Gregory S. Shatan
It went on to say that, if the GNSO issued “advice” to the ICANN Board (the “Board”) on matters of policy or implementation, and the Board wanted to take action “not consistent” with that advice, the Board would have to provide detailed notice to the GNSO and then engage in a “discussion” aimed at finding a mutually acceptable result. [read post]
17 Jul 2013, 1:45 pm by David M. Ward
However, although you might not want to open a second office right now, or ever, writing it down as a “can do” might prompt you to find an attorney in another town and establish mutual “of counsel” arrangements. [read post]
17 Jul 2013, 9:00 am by Beth Graham
The parties’ settlement agreement provided that “Delaware law will be applicable to any disputes between the Parties. [read post]
16 Jul 2013, 1:49 pm
Such obvious concern creates a management/employee relationship built on a mutual appreciation of what is being done for the company and for those who keep it profitable. [read post]
16 Jul 2013, 1:25 pm
For the purposes of this Article, the amount of the tax of each contracting State attributable to anydesignated property shall be ascertained after taking into account any applicable diminution or credit against its tax with respect to such property (other than any credit under paragraph (1) or (2) of thisArticle), provided, however, in case another credit for the tax of any other foreign State is allowable with respect to the same property pursuant to any other convention between the… [read post]
15 Jul 2013, 10:21 am by D. Daxton White
  The findings stated that the firm contracted with third-party service providers for delivery of mutual fund prospectuses. [read post]
15 Jul 2013, 8:55 am by Adam Kielich
“I really like X stock,” or, “I have made a lot on this mutual fund,”) where they may not have been intended to be recommendations but the client clearly can take it as an endorsement of a particular investment. [read post]
14 Jul 2013, 8:05 am by Joel R. Brandes
Dec. 30, 2011) The Separation Agreement also established a visitation schedule, which provided that the child would spend at least two months each year in Italy with the Father. [read post]
13 Jul 2013, 4:46 am by Gregory S. Shatan
On top of that, the ICANN Board and staff could not take an action inconsistent with any GNSO "advice" regarding policy or implementation without first providing formal notice of the reasons for its actions and then "consulting" with the GNSO to try to find a "mutually acceptable solution." [read post]
12 Jul 2013, 2:47 pm by Jason Stiehl
  The Court likewise rejected this argument, holding that the intent of the parties was clear not only from the plain language of the mutually drafted agreement, but also by their conduct. [read post]
12 Jul 2013, 9:07 am by Adam Kielich
The mutual fund then shares a portion of the management fee with the plan service provider in exchange for the benefit of accessing all that money in the plan. [read post]
11 Jul 2013, 10:00 pm
However it would appear that such a payment could be authorized by the contract regardless of the amount of service, in an amount mutually agreed upon. [read post]
11 Jul 2013, 6:19 pm by Larry Catá Backer
Introduction Cuba has been facing increasingly challenging economic problems since the fall of the Soviet Union[1] and the end of the Soviet system of state-to-state based economic activity.[2] In the absence of Soviet aid, and in the face of U.S. political and economic hostility,[3] Cuba has sought new partners and allies.[4] Cuba also has increasingly experimented with innovative ways of organizing economic activity that avoid reducing the paramount power of the State to own and control… [read post]