Search for: "SECURITIES CORP." Results 9501 - 9520 of 11,575
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18 Jan 2010, 3:34 am
(Patently-O) Ninth Circuit affirms infringement finding against clothing maker: Quiksilver, Inc. v Kymsta Corp (Seattle Trademark Lawyer) TTAB affirms refusal to register, ruling DELI EXPRESS and SAN LUIS depicted ‘in such a manner that consumers would not perceive them as constituting a single composite mark’: In re E A Sween Company (not precedential) (TTABlog) TTAB: Extreme rareness of RENATI as surname leads to 2(e)(4) reversal: In re The House of Terrance Proprietary… [read post]
18 Jan 2010, 3:01 am by SHG
This leads, inexorably, to the Big Question: How does your basic corp counsel handle social media correctly? [read post]
15 Jan 2010, 5:40 pm by Salcido
Stock transfers are subject to securities law regulation. [read post]
15 Jan 2010, 11:54 am by Richard Oppenheim
Clients of the company include Motorola Corp, Allstate Corp and Walgreen Co. [read post]
14 Jan 2010, 4:31 am by Broc Romanek
Corp Fin Permits Section 3(a)(9) Reliance for Securities Exchanges with Upstream Guarantees Here's a new development as explained by Davis Polk: Yesterday, the Staff of the SEC's Division of Corporation Finance issued a no-action letter to Davis Polk, Cleary Gottlieb and O'Melveny & Myers permitting reliance upon Section 3(a)(9) of the Securities Act of 1933 for the issuance of a new parent security in exchange for an outstanding parent… [read post]
8 Jan 2010, 11:27 am by Page Perry LLC
The discount-brokerage operations of Charles Schwab Corp., Fidelity Investments and TD Ameritrade Holding Corp., among others, have built big businesses doing those things for independent advisers. [read post]
8 Jan 2010, 4:16 am by Broc Romanek
As a result, Corp Fin issued a controversial interpretive release in mid-1998, using Item 303 of Regulation S-K - ie. [read post]
8 Jan 2010, 2:06 am
Securities and Exchange Commission's lawsuit against the founder of Countrywide Financial Corp., according to court documents. [read post]
7 Jan 2010, 1:52 pm by Securites Lawprof
CFO.com reports on the alleged $31 million embezzlement by the former vice president--finance of Koss Corp., a small public corporation that has been exempt from the Sarbanes-Oxley 404(b) requirement that its auditor evaluate its internal controls. [read post]
30 Dec 2009, 3:41 pm by David Kravets
It was eventually revealed that the project was code-named "Jennifer" and was undertaken on the Glomar Explorer, a salvage vessel formerly owned by Howard Hughes' Summa Corp. [read post]
30 Dec 2009, 8:07 am by Bridget Crawford
Wright was an Associate at the law firm of Wachtell, Lipton, Rosen and Katz, where she participated in negotiating, structuring and executing complex mergers, acquisitions and securities transactions. [read post]
30 Dec 2009, 5:04 am by Broc Romanek
Local.com Corp., 2008 WL 4539487 (S.D.N.Y.), in which the court held that an alleged ten percent owner's simultaneous purchase and sale of issuer securities at 4:32 p.m. on August 1, 2007 were not subject to Section 16(b) because the issuer had issued common stock to a group of third party investors 26 minutes earlier, diluting the former ten percent owner's ownership to 9.75%. [read post]
30 Dec 2009, 2:23 am by John Hochfelder
The only case cited by the court in its discussion of the proper amount for pain and suffering is Orellano v. 29 East 37th Street Realty Corp. (2004); however, that case is not very relevant. [read post]