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7 Jun 2023, 7:30 am
Since the early 1990s, while much of the environmental and climate policy community and more than a few economists have been preoccupied with carbon pricing and other regulatory approaches aimed at controlling emissions, tax credits have been slowly building a renewable energy industry that is now widely and correctly seen as the key instrument of decarbonization. [read post]
24 May 2016, 1:49 pm
However, in many people’s view, these lists (which were based on a 2007 report authored by the Kauffman-Rand Institute for Entrepreneurship Public Policy), excluded many industries in which women were operating at a clear disadvantage due to gender. [read post]
24 May 2016, 1:49 pm
However, in many people’s view, these lists (which were based on a 2007 report authored by the Kauffman-Rand Institute for Entrepreneurship Public Policy), excluded many industries in which women were operating at a clear disadvantage due to gender. [read post]
25 Mar 2024, 7:17 am
It has several legislative and regulatory tools at its disposal, and it has the authority to conduct inspections, send Warning Letters, and initiate recalls as necessary. [read post]
25 Mar 2024, 7:17 am
It has several legislative and regulatory tools at its disposal, and it has the authority to conduct inspections, send Warning Letters, and initiate recalls as necessary. [read post]
25 Mar 2024, 7:17 am
It has several legislative and regulatory tools at its disposal, and it has the authority to conduct inspections, send Warning Letters, and initiate recalls as necessary. [read post]
3 Aug 2021, 6:59 pm
More Information This article is republished by permission of the author, Cynthia Marcotte Stamer. [read post]
3 Mar 2021, 5:32 pm
More Information This article is republished by permission of the author, Cynthia Marcotte Stamer. [read post]
25 Sep 2017, 1:15 am
For example, the Assistant Cyber Commissioner for financial institutions would likely be an officer from the Monetary Authority of Singapore (MAS). [read post]
25 Sep 2017, 1:15 am
For example, the Assistant Cyber Commissioner for financial institutions would likely be an officer from the Monetary Authority of Singapore (MAS). [read post]
25 Sep 2017, 1:15 am
For example, the Assistant Cyber Commissioner for financial institutions would likely be an officer from the Monetary Authority of Singapore (MAS). [read post]
12 Dec 2013, 4:41 pm
” The Committee of Ministers has led the way in drawing attention to the importance of media ownership transparency and urging member states to “adopt any regulatory and financial measures called for in order to guarantee media transparency”. [read post]
14 Oct 2014, 10:09 am
The announcement also noted that the Enforcement Division’s assistance from the Financial Industry Regulatory Authority (FINRA) helped “to quickly identify potential violations. [read post]
2 Aug 2022, 7:26 am
Indeed, the B.C. government is expanding the scope of its Public Interest Disclosure Act to cover more tribunals and agencies, as well as health authorities, educators and education administrators, and Crown corporations.[9] Ontario has also expanded whistleblower protections to specifically address the pension sector through amendments to the Financial Services Regulatory Authority of Ontario Act, 2016. [read post]
30 Jul 2012, 10:57 am
Increased regulatory scrutiny of cookie practices is likely to further stir such litigation. [read post]
8 May 2020, 9:05 pm
To encourage compliance, the GDPR allows each EU member state’s data protection authority—the “independent public authorities that supervise” GDPR application—to fine violators the greater of either 20 million euros “or 4 percent of the firm’s worldwide annual revenue from the preceding financial year. [read post]
21 May 2015, 5:00 am
Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) might not watch over the galaxy, but both agencies carefully monitor and scrutinize the conduct of CCOs and in-house counsel. [read post]
1 Nov 2021, 4:08 am
In connection with that employment, as is typical in the securities industry, Badgerow signed an agreement calling for arbitration under rules promulgated by FINRA (the Financial Industry Regulatory Authority – a private organization that regulates securities professionals). [read post]
11 Sep 2024, 9:05 pm
On the empirical side, there is no way for researchers (other than the staff in regulatory agencies overseeing financial institutions) or the public to assess how much bank examinations contribute to financial stability and how effectively bank supervisors execute their mandate. [read post]
7 Mar 2024, 2:37 pm
While employees and applicants appear to have a private right of action under A836/S2518A, it is important to note that an employer’s efforts to comply with applicable law or the requirements of a self-regulatory organization (such as the Financial Industry Regulatory Authority) will provide an affirmative defense to any claim. [read post]
