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8 Jan 2013, 4:14 am
- Broc Romanek [read post]
14 May 2013, 4:28 am
- Broc Romanek [read post]
6 Sep 2013, 4:19 am
- Broc Romanek [read post]
9 Jun 2016, 3:09 am
FINRA Proposes Changes to Communications Rules As noted in this memo, FINRA recently filed proposed revisions to its communications rules with the SEC that include a few substantive revisions to existing rules, eases some burdensome filing requirements and leaves the door open for future changes… Sights & Sounds: “Women’s 100 Conference ’16” This 1-minute video captures the sights & sounds of the “Women’s 100” events that just wrapped up in DC… [read post]
20 Aug 2014, 3:40 am
” - Broc Romanek [read post]
1 Feb 2017, 3:52 am
– Broc Romanek [read post]
5 Apr 2011, 4:25 am
- Broc Romanek [read post]
10 Jan 2018, 3:06 am
’” Tomorrow’s Webcast: “Handling the Proxy Season – The In-House Perspective” Tune in tomorrow for the webcast – “Handling the Proxy Season: The In-House Perspective” – to hear Intuit’s Betsy McBride, Juniper Networks’ Shahzia Rahman and Oracle’s Renee Strandness discuss how to prepare for the proxy season from the in-house perspective… – Broc Romanek [read post]
6 Jul 2010, 4:34 am
Here are some of the latest entries: - Study: Twitter Reduces Bid-Ask Spreads - CalPERS Won't Issue a Focus List After Successful Engagement - Drafting Standing Delegations of Authority from the Board: Factors to Consider - PIPEs: Canadian Survey - A Self-Funded SEC: Making the Case - Broc Romanek [read post]
14 Jan 2011, 7:00 am
She makes suggestions for a more effective regulatory approach. 4) Deal Lawyers.com: M&A Trends: 11 for ‘11 - Looking into his crystal ball (or actually at Stikeman Elliott’s analysis on M&A trends), Broc Romanek lists the 11 trends we will likely see this year in M&A and you may very likely walk away singing Oh Canada! [read post]
4 Sep 2012, 4:50 am
- Broc Romanek [read post]
10 Jun 2013, 4:06 am
- Broc Romanek [read post]
25 Jan 2010, 3:06 am
- Broc Romanek [read post]
16 Jul 2008, 11:56 am
" - Broc Romanek [read post]
12 Feb 2014, 4:38 am
- Broc Romanek [read post]
8 Mar 2013, 4:19 am
- Broc Romanek [read post]
6 Nov 2007, 3:28 am
- Broc Romanek [read post]
4 Feb 2011, 4:28 am
- Broc Romanek [read post]
3 Dec 2014, 2:30 am
And if Corp Fin allows Whole Foods to exclude the 3%/3-year proxy access shareholder proposal because the company is proposing 9%/5-years – and these access counterproposals become a trend – I’m not sure you’ll get both sides in the same room ever again… – Broc Romanek [read post]
28 Mar 2011, 4:00 am
Here are some of the latest entries: - TIAA-CREF Updates Governance Guidelines: No Big Deal - Practice Pointers: Adjournments of Annual Meetings - Voting by Mobile Devices & iPads in Corporate Elections - Retail Proponents Survive Eligibility Challenges - More on "Benchmarking the Number of 'Executive Officers'" - Broc Romanek [read post]
