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26 May 2015, 3:23 am by Broc Romanek
– 2015 Cyber Risk Agenda – Navigating Corporate Governance Hot Topics – Broc Romanek [read post]
18 Aug 2011, 8:48 am by William McGrath
   Broc Romanek of the CorporateCounsel.net Blog has an interesting look at the issue, pointing out that the story was broken by the magazine Rolling Stone and quoting the Wall Street Journal's coverage of this matter, including the SEC's statement that "the agency was not required to retain all documents," but it "changed its policy last year regarding destruction of files for 'matters under investigation.'" Senator Grassley has… [read post]
30 Mar 2017, 3:57 am by Broc Romanek
And here’s a Cooley blog about a group of Senate Democrats who sent a letter to the SEC’s Inspector General about whether Chair Piwowar had the authority to resolicit comment on the pay ratio and conflict minerals rulemakings… – Broc Romanek [read post]
18 Nov 2010, 4:33 am by Broc Romanek
- 18% also said they think that Dodd-Frank blurs the line between governance and management with regard to the role and responsibilities of board members - As a result of financial reform, 44% said their firms' would increase spending on compliance - 58% of those polled believe that the tone at the top of the organization and the corporate culture set by the CEO will have the greatest impact on promoting the safety and soundness of the financial system - Regarding new "say on… [read post]
21 Apr 2015, 4:07 am by Broc Romanek
As noted in this memo, the major changes are: – Revise the definition of “intended loss” at §2B1.1, comment (n.3(A)(ii)) to mean the pecuniary harm “that the defendant purposely sought to inflict” – Revise the victims table at §2B1.1(b)(2) to incorporate “substantial financial hardship” as a sentencing enhancement factor – Revise the meaning of the specific offense characteristic for “sophisticated means” contained in… [read post]
18 Nov 2013, 4:43 am by Broc Romanek
Transcript: "Tender Offers Under the New Delaware Law" We have posted the transcript for our recent DealLawyers.com webcast: "Tender Offers Under the New Delaware Law" - Broc Romanek [read post]
13 Jun 2012, 4:23 am by Broc Romanek
Deal Cube Tournament: Round One; 15th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Budweiser Tap - Blue Phone - Harvester/Tractor - "Growing with Asia" Online Surveys  &  Market Research - Broc Romanek [read post]
17 Jan 2013, 4:20 am by Broc Romanek
- Sample: Audit Committee Evaluation of Auditor (& It's PCAOB Inspection) - Broc Romanek [read post]
3 Jun 2010, 4:00 am by Broc Romanek
- SEC Not Swayed by Companies' Post-Apache Arguments - Study: Electing Directors - More on "Surfing Champion Surfaces in a Proxy Filing" - A New Site for Shareholders: Lemonjuice.biz - Broc Romanek [read post]