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22 Dec 2021, 1:54 pm by NARF
Ho-Chunk Nation Executive Branch (Tribal Law; Sovereign Immunity; Ho-Chunk Nation Legislature)U.S. [read post]
18 Apr 2023, 7:15 am
For example, a financial advisor who misuses client funds or a corporate executive who engages in accounting fraud is abusing their positions of trust. [read post]
8 Jan 2018, 9:06 am
Contact a South Elgin commercial litigation attorney today at 847-695-2400 to schedule a free consultation. [read post]
13 Jul 2021, 9:06 am
Contact a DuPage County divorce attorney today at 630-364-4046 to schedule a free and confidential consultation. [read post]
14 Aug 2013, 2:43 pm by Shahram Miri
For example, if the principal is unable to manage their financial affairs or is out of the country, their agent can step into their shoes to execute the task. [read post]
14 Apr 2016, 8:26 am by Mark Astarita
  In addition to financial penalties, the SEC seeks a court order appointing an independent consultant for Ramapo and RLDC to recommend improvements for financial reporting and municipal securities disclosure policies and monitor the mandated implementation of those recommendations for a period of five years. [read post]
31 Jul 2009, 9:27 am
The Corporate and Financial Institution Compensation Fairness Act would also require independent board compensation committees and independent compensation consultants. [read post]
8 Dec 2016, 12:07 pm by SEClaw Staff
We represent investors, financial professionals and investment firms, nationwide. [read post]
8 Apr 2013, 7:25 am
"It’s not hard to get sick people to sign up for health insurance," says Bob Laszewski, a Virginia-based consultant and former insurance executive. [read post]
4 Aug 2015, 12:54 pm
In 2008, the couple executed the marital settlement agreement, which is at issue in this case. [read post]
21 Nov 2013, 3:09 pm by Nossaman
The Director consults with the Assistant Secretary for Transportation Policy, the Under Secretary and the Secretary while providing executive direction in the formulation and recommendation of policies pertaining to the development of nationally significant projects that utilize efficient pricing mechanisms and/or new approaches to leveraging private sector resource expertise. [read post]
20 Jul 2020, 3:00 am by Populus Radio, Robert Ambrogi
Yet in the U.S., the Big Four have been throttled in their ability to provide legal services by legal and financial regulatory constraints. [read post]
Is your financial institution or company subject to the Consumer Financial Protection Bureau’s (CFPB) supervision? [read post]
6 Oct 2017, 1:03 pm by Adam Weinstein
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
15 Dec 2019, 12:36 pm by Renae Lloyd
Financial Advisor Larry Peggs, Ameriprise Financial Services in Seminole, FL Are you concerned about investments with Joseph Lawrence “Larry” Peggs in Seminole, FL? [read post]
25 Feb 2019, 4:00 am by eileen peck
Last month, federal authorities indicted a second executive, Grace Canada, on similar charges. [read post]
Comments on Consultation Paper 322 are due by 1 October 2019, with more information available in ASIC’s Media Release. [read post]
19 Apr 2016, 12:00 pm by D. Daxton White
In 2008, a customer alleged that Dennis Van Patter executed excessive trades, made unsuitable investment recommendations, and executed unauthorized trades in a trust account. [read post]