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13 Jul 2018, 7:21 am
Wolters Kluwer Legal & Regulatory is pleased to partner with Mayer Brown for this exclusive educational webinar that will explore the ongoing overhaul of the Dodd-Frank Act. [read post]
12 Jul 2018, 12:40 pm
’s failure to disclose that it was directing certain wealthy clients into investments that would be profitable for the bank. [read post]
12 Jul 2018, 12:18 pm
David Fielder, Robert Delonis, Frank Fariello & Kathleen Peters, The World Bank’s Sanctions System: Using Debarment to Combat Fraud and Corruption in International Development2017 AIIB Law Lecture Miguel de Serpa Soares, The Necessity of Cooperation between International Organizations [read post]
6 Jul 2018, 10:00 am
JPMorgan Chase Bank, N.A., 2011 U.S. [read post]
5 Jul 2018, 1:11 pm
A “regulated person” is defined as “any person operating under or required to operate under a license, registration, charter, certificate, permit, accreditation or similar authorization under the Banking Law, the Insurance Law or the Financial Services Law. [read post]
3 Jul 2018, 6:00 am
In 2010, Dodd-Frank amended the CEA to make spoofing a stand-alone illegal practice. [read post]
2 Jul 2018, 3:39 pm
Federal Banking Agencies. [read post]
1 Jul 2018, 9:30 pm
For example, although many voters may be familiar with a bank, few understand the hundreds of rulemaking requirements within the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 Jun 2018, 2:53 pm
” Alicia Barrio, Universidad de la Habana y Frank Carlos Martínez, The Havana Consulting Group, "Los primeros informes académicos sobre economía cubana elaborados en los EEUU" Concurrent sessions 8. [read post]
29 Jun 2018, 6:04 am
A Public Option for Bank Accounts (or Central Banking for All) Posted by Morgan Ricks (Vanderbilt University), John Crawford (University of California), and Lev Menand, on Friday, June 22, 2018 Tags: Banks, Capital markets, Central banking, Federal Reserve, Financial institutions, Financial regulation, Public interest Gender Quotas on California Boards Posted by Ron Berenblat, Andrew Freedman, and Steve Wolosky, Olshan… [read post]
22 Jun 2018, 8:51 am
Ratliff, Frank N. [read post]
22 Jun 2018, 6:01 am
Gerard Comizio, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, June 18, 2018 Tags: Banks, Capital requirements, Compliance and disclosure interpretation, Dodd-Frank Act, FDIC, Federal Reserve, Financial institutions, Financial regulation, Liquidity, Mutual funds, OCC, Proprietary trading, Volcker Rule T. [read post]
21 Jun 2018, 6:56 am
Although Section 1033 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) requires banks and other financial service firms to make customers’ financial data available to the customer in a useable form, no promulgated rules define what “usable form” means or identify sanctions for FIs that limit what information they share. [read post]
21 Jun 2018, 6:00 am
Frank PasqualeThe political economy of digitization is a fraught topic. [read post]
20 Jun 2018, 6:30 am
Busch observed that in working on a trading desk in a bank during the 2008 financial crisis, it was challenging to figure out what other banks had on their balance sheets and what risk they were taking in trading with them, and that data reporting was designed to help with that problem. [read post]
20 Jun 2018, 6:02 am
Most major pieces of financial regulation—from the National Bank Act of 1864 on up to the Federal Reserve Act of 1914, the Banking Acts of 1933 and 1935, and the Dodd-Frank Act of 2010—imposed substantial costs on powerful, incumbent financial interests. [read post]
18 Jun 2018, 6:41 am
This post is based on a Fried Frank publication by Mr. [read post]
15 Jun 2018, 6:12 am
Nuccio and Richard Loewy, Ropes & Gray LLP, on Wednesday, June 13, 2018 Tags: Banks, Capital requirements, Dodd-Frank Act, Financial institutions, Financial reform, Financial regulation, Liquidity, Systemic risk, Volcker Rule Stock Buyouts and Corporate Cashouts Posted by Robert J. [read post]
13 Jun 2018, 6:47 am
Although heralded in the media as a dramatic step away from regulatory reforms introduced by Dodd-Frank, the changes included in the Act will generally have the greatest impact on small banks. [read post]
9 Jun 2018, 7:21 am
It is not a major overhaul of Dodd-Frank, nor is it strictly a community bank law, as headlines alternatively suggest. [read post]
