Search for: "Gary Gensler"
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25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency Statement by Chair Gensler on Private Fund Advisers Posted by Gary Gensler, U.S. [read post]
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Chair Gensler on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Gary Gensler, U.S. [read post]
1 Apr 2022, 8:31 am
“For traditional IPOs, Congress gave the SEC certain tools, which I generally see as falling into three buckets: disclosure; standards for marketing practices; and gatekeeper and issuer obligations,” said SEC Chair Gary Gensler. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections Posted by Gary Gensler, U.S. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, ESG, Monetary policy, Risk, SEC enforcement Statement by Chair Gensler on Public Company Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
20 Oct 2021, 3:45 am
Earlier this month, the House Financial Services Committee considered the SEC’s mission and budget and heard from Chair Gary Gensler. [read post]
18 Nov 2022, 6:30 am
The Case of Fairness Opinions in M&A Posted by Adam Badawi (University of California, Berkeley), Matthew Cain (University of California, Berkeley), Steven Davidoff Solomon (University of California, Berkeley), on Tuesday, November 15, 2022 Tags: Compensation disclosure, Compliance and disclosure interpretation, Delaware cases, Disclosure, Earnings disclosure, Litigation disclosures 2022 CPA-Zicklin Index on Corporate Political Disclosure and Accountability Posted by Dan Carroll, Bruce Freed,… [read post]
7 Apr 2022, 11:49 am
If confirmed by the Senate, Lizárraga and Uyeda will join Democrats Chair Gary Gensler and Commissioner Caroline Crenshaw and Republican Hester Peirce. [read post]
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Chair Gensler on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Gary Gensler, U.S. [read post]
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency Statement by Chair Gensler on Private Fund Advisers Posted by Gary Gensler, U.S. [read post]
6 Sep 2010, 2:55 pm
FDIC must ensure that these critical services continue, such as clearing and settlement of government bonds and maintaining the ATM network.CFTC Chair Gary Gensler asked if derivatives would involve such critical service. [read post]
SEC’s Final Climate Disclosure Rules Will Not Combat Greenwashing, But Opens Door for Whistleblowers
6 Mar 2024, 3:57 pm
” In a Press Release issued after the initial March, 2022 draft for the new Climate Risk Disclosure rule, SEC Chair, Gary Gensler said that the proposal was “driven by the needs of investors and issuers. [read post]
2 Nov 2021, 9:05 pm
When Gary Gensler became the new Chair of the U.S. [read post]
5 Sep 2021, 11:29 am
Much can be gleaned from comments we tracked last week by SEC Chair Gary Gensler testifying by video before the European Parliament, Today, investors in our markets increasingly want to understand the climate risks, workforces, and cybersecurity risks of the companies whose stock they own or might buy. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, ESG, Monetary policy, Risk, SEC enforcement Statement by Chair Gensler on Public Company Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections Posted by Gary Gensler, U.S. [read post]
27 Feb 2025, 2:08 pm
Background of the Case The SEC filed its enforcement action against Coinbase in June 2023 under former-Chair Gary Gensler, alleging that the crypto platform violated securities laws by failing to register itself as a broker, exchange and clearing agency, as well as certain purported offers and sales of securities through its Staking Program. [read post]
9 Mar 2010, 5:54 pm
Contrast this, however, with the March 9, 2010 speech by CFTC Chair Gary Gensler on CDS regulatory reform. [read post]
22 May 2012, 12:19 pm
CFTC Chair Gary Gensler noted that, while the agencies are making real progress on the global harmonization of derivatives regulation, there will be differences. [read post]
16 Nov 2021, 4:22 pm
However, despite the requirements already imposed, SEC Chairman Gary Gensler and others believe that Rule 10b5 still contains several loopholes. [read post]
