Search for: "Gary Gensler"
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11 Jun 2021, 6:08 am
Badawi (University of California at Berkeley), on Wednesday, June 9, 2021 Tags: Artificial intelligence, Market reaction, Securities enforcement, Securities litigation, Settlements Remarks by SEC Chair Gensler at the CFO Network Summit Posted by Gary Gensler, U.S. [read post]
9 Jun 2021, 2:21 pm
Now, in remarks published earlier this week on the Wall Street Journal (here), SEC Chair Gary Gensler has said that the SEC is drafting a proposal to revise the Rule’s requirements to target some of the perceived abuses. [read post]
9 Jun 2021, 7:44 am
Given that SEC Chair Gary Gensler has expressed the Commission’s intent to pursue ESG disclosure rules, however, Roisman raised several questions that the Commission will have to grapple with in promulgating any new regulations in this area. [read post]
9 Jun 2021, 6:06 am
Posted by Gary Gensler, U.S. [read post]
8 Jun 2021, 2:29 pm
Shah, Angelica Annino, Liz Bloom, Basmah Nada, and Jahvonta Mason as members of SEC Chair Gary Gensler's executive staff. [read post]
8 Jun 2021, 1:12 pm
The WSJ reports: Speaking Monday at The Wall Street Journal’s CFO Network event, SEC Chairman Gary Gensler said he is seeking to revise rules that govern the arrangements, known as 10b5-1 plans.... [[ This is a content summary only. [read post]
8 Jun 2021, 7:10 am
By Anne Sherry, J.D.At yesterday's CFO Network Summit, SEC Chair Gary Gensler announced that the staff will be preparing recommendations on shoring up Rule 10b5-1 for trading plans by insiders. [read post]
8 Jun 2021, 5:56 am
And earlier this month, SEC Chair Gary Gensler told the House of Representatives Financial Services Committee that he expected the SEC to propose new rules on corporate climate risk disclosures in the second half of 2021. [read post]
8 Jun 2021, 3:30 am
In remarks to the WSJ’s CFO Network Summit yesterday, SEC Chair Gary Gensler said that 10b5-1 plans had led to “real cracks in our insider trading regime” and announced that he had asked the Staff to provide recommendations on how the SEC might “freshen up” Rule 10b5-1. [read post]
7 Jun 2021, 3:30 am
Here’s an excerpt: The sudden firing followed mounting pressure from [Senators] Warren, Sanders and several left-leaning groups who in recent weeks called on SEC Chair Gary Gensler to replace the entire board leading the PCAOB. [read post]
4 Jun 2021, 9:27 am
Read: SEC Chairman Gary Gensler to Deliver Keynote Address to Whistleblowers The post SEC Chair Gary Gensler to Deliver Keynote Remarks at National Whistleblower Day appeared first on Whistleblower Network News. [read post]
4 Jun 2021, 6:27 am
Gregory, and Leonard Wood, Sidley Austin LLP, on Saturday, May 29, 2021 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Shareholder activism, Shareholder voting, Sustainability Testimony by SEC Chair Gensler Before the Subcommittee on Financial Services and General Government Posted by Gary Gensler, U.S. [read post]
3 Jun 2021, 2:30 pm
Current SEC commissioners have voiced their support for greater attention to climate change issues, and Gary Gensler, the SEC Chair, told Congress last month that he expect climate change related disclosure requirements by the end of 2021. [read post]
3 Jun 2021, 5:56 am
Posted by Gary Gensler, U.S. [read post]
2 Jun 2021, 1:08 pm
In April, Gary Gensler was confirmed as the Chair of the SEC. [read post]
2 Jun 2021, 3:30 am
Yesterday, in response to a directive from SEC Chair Gary Gensler, Corp Fin announced that: 1. [read post]
1 Jun 2021, 8:43 am
On the same day, Securities and Exchange Commission (SEC) Chair Gary Gensler voiced similar views with respect to the financial industry, telling annual Financial Industry Regulatory Authority (FINRA) conference attendees that “the SEC and FINRA should be ready to bring cases involving issues such as crypto, cyber and fintech” while highlighting investor protection. [read post]
29 May 2021, 7:40 am
Posted by Gary Gensler, U.S. [read post]
28 May 2021, 10:40 am
Nelson, J.D.Senators Elizabeth Warren (D-Mass) and Bernie Sanders (I-Vt) sent a letter to SEC Chair Gary Gensler asking Gensler to use the Commission’s authority to replace the sitting members of the Public Company Accounting Oversight Board. [read post]
28 May 2021, 8:56 am
Hendrickson Esq (BrokeAndBroker.com Blog)2021 Annual Conference: Robert Cook and Eileen Murray Fireside Chat (FINRA Unscripted)COLORADO DEFENDANT PLEADS GUILTY TO DEFRAUDING INVESTORS (DOJ Release)SEC Charges Massachusetts Investment Adviser with Defrauding Clients (SEC Release)Statement on the application of the proxy rules to proxy voting advice (Statement by SEC Chair Gary Gensler / June 1, 2021)Three FINRA AWCs and One Mess of an Arbitration Raise Unanswered Questions… [read post]
