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4 Dec 2011, 8:07 pm
This post is the third in a series written by Nashville attorney Shane Cortesi on patent protection. [read post]
26 Aug 2013, 12:37 am
On August 19, 2013, in connection with its entry into a settlement with New York-based hedge fund adviser Phillip Falcone and his advisory firm Harbinger Capital Partners, the SEC for the first time implemented its new policy requiring defendants seeking to settle civil enforcement actions to provide admissions of wrongdoing, in contrast to the long-standing practice of allowing defendants to resolve the enforcement actions with a “neither-admit-nor-deny” settlement. [read post]
16 Oct 2008, 1:13 am
David Donoghue of DLA Piper in his Chicago IP Litigation Blog Also worth noting: Pension Risk Matters, a blog written by Susan Mangiero of Pension Governance, was listed as one of the favorite blogs on AllAboutAlpha.com, a major hedge fund site. [read post]
16 Jul 2012, 6:00 am
Approval: The judge in Tribune Co.'s bankruptcy case said on Friday that he will back a plan that would make a group of hedge funds and banks based in New York and Los Angeles the media company's new owners, the Chicago Tribune reports. [read post]
5 Oct 2009, 4:45 pm
Making Every Day Count: Time Computation Amendments To The Federal Rules Of Civil Procedure Take Effect December 1, 2009 - Greensboro lawyer Mack Sperling of Brooks Pierce in his blog, the North Carolina Business Litigation Report House Financial Services Committee Proposes Hedge Fund & Private Equity Regulation - New York attorney Geoffrey Parnass at his blog, the Private Equity Law Review When Should I Have My Statement's Notarized To Comply With… [read post]
13 Oct 2009, 5:30 pm
- Dallas attorney Cordell Parvin on his Law Consulting Blog Bear Stearns Hedge Fund Managers' Trial Begins Today - Georgia lawyer Anthony Lake of Gillen, Withers & Lake in the firm's Federal Criminal Defense Blog [read post]
16 Apr 2010, 6:11 pm
To explain more fully: A CDO is more or less a hedge fund. [read post]
16 Oct 2018, 3:09 am
SEC Charges Digital Asset Hedge Fund Manager. [read post]
2 Sep 2009, 2:37 am
The suit filed Monday in Sarasota Circuit Court accuses the law firm and its attorney of preparing disclosure documents for investors that failed to mention Arthur Nadel, who headed the hedge funds, was a disbarred New York attorney who had drained a client's escrow account. [read post]
17 Feb 2021, 12:01 am
He reached historic settlements and fines with the four largest banks in the United States, and closed multibillion-dollar hedge funds for activities including insider trading. [read post]
9 Nov 2022, 3:53 pm
She was a successful hedge fund analyst and consultant who, in 2021, took a position in investor relations with a Lower Manhattan-based firm. [read post]
11 Mar 2010, 1:00 pm
Attorney General Cuomo's investigation into corruption at the CRF has led to a number of criminal charges and six guilty pleas to date, including guilty pleas by former Liberal Party Chair Ray Harding, investment advisor Saul Meyer, hedge fund manager Barrett Wissman, Julio Ramirez, an unlicensed placement agent, and venture fund manager Elliott Broidy. [read post]
21 Apr 2017, 7:27 am
“Even though there are driverless cars and pilotless planes and hedge funds now run by computers, litigation support has been a traditionally analog media forever. [read post]
15 Feb 2010, 9:29 am
The firm is also active in setting up registered investment advisors, establishing hedge funds and dealing with regulatory matters. [read post]
29 Jun 2022, 9:07 am
A hedge fund published a report concluding that Akazoo was a complete scam—which an SEC investigation confirmed. [read post]
29 Nov 2012, 10:30 pm
See related RegBlog Post.The SEC brought charges against CR Intrinsic Investors hedge fund over alleged involvement in a $276 million insider trading scheme.The Food and Drug Administration (FDA) engaged in review of energy drinks.The Federal Trade Commission (FTC) filed an amicus brief in an antitrust action against Warner Chilcott over alleged “product hopping,” where brand-name pharmaceutical companies make minor changes to a patented drug in an attempt to… [read post]
2 Mar 2008, 10:40 am
Adam Sender, a noted art collector and the manager of hedge fund Exis Capital, will testify that Pellicano wiretapped a movie producer he accused of bilking him out of more than $1 million. [read post]
12 Jul 2011, 7:50 am
Allegedly, the defendant took money from people in Georgia and other states who he convinced to invest in his hedge fund. [read post]
5 Sep 2012, 8:17 am
Securities and hedge fund attorney John Myer blogs that the SEC let us down by refusing to define verification steps that will be deemed reasonable. [read post]
9 Oct 2008, 10:46 pm
Bilski is a dispute over whether a computer model that assesses risks for hedge funds (how timely) is patentable. [read post]
