Search for: "Hedge Fund Lawyer"
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19 Jul 2011, 8:05 pm
By now, most managers of hedge funds, private equity funds, and venture capital funds know that they will be required to either register with the SEC or file Form ADV as a notice filing. [read post]
19 Jul 2011, 8:05 pm
By now, most managers of hedge funds, private equity funds, and venture capital funds know that they will be required to either register with the SEC or file Form ADV as a notice filing. [read post]
18 Jul 2011, 9:56 am
He was interested in testing empirically the hypothesis that, just as Congress may seek to mitigate administrative subversion of statutory norms by writing more specific statutes, so Congress - or a legislature more generally - may want to use private enforcement, either solely or in combination with public enforcement, as a hedge against subversion of legislative preferences by an administrative agency controlled by an ideologically distant executive. [read post]
17 Jul 2011, 1:30 pm
According to authorities, he would provide investors with what police call fake financial documents and set up meetings at an attorney's office to discuss their investing in hedge funds. [read post]
15 Jul 2011, 2:43 pm
Lawyers tussle over ‘financial conspiracy’ evidence in McCrudden caseDefense counsel for disgruntled former hedge-fund manager and commodities trader Vincent P. [read post]
13 Jul 2011, 6:36 pm
After my recent post regarding exemption from investment adviser registration of venture capital funds and small hedge funds, I had a number of people ask me about the status of real estate funds under the new regime. [read post]
12 Jul 2011, 1:56 pm
The bill also would require hedge funds, private-equity funds and their formation agents to set up anti-money laundering programs, with an exception for some law firms. [read post]
12 Jul 2011, 11:40 am
Former hedge fund trader Michael Kimelman wants a new trial, arguing in part that prosecutors failed to prove he made improper trades in 3Com Corp. in 2007 based on inside information. [read post]
11 Jul 2011, 5:45 am
In recent rule-making, the SEC, at Congress’s behest, has proposed a rule that will increase due diligence requirements for Rule 506 offerings, which are is type of securities offerings most frequently used by startups for their seed and angel rounds of financing and by hedge funds and VCs. [read post]
6 Jul 2011, 10:08 am
We'd imagine that the hedge fund guys are a little nervous about their futures, too. [read post]
5 Jul 2011, 6:00 am
So does this mean that if you are the manager of a small hedge fund or that if you run a venture capital fund, you won’t need to deal with the SEC? [read post]
1 Jul 2011, 5:27 am
” ANOTHER UPDATE: A cynical hedge-fund reader emails: “Does *anyone* think it’s a coincidence that DSK got his walking papers barely 2 days after his successor (a French finance minister with a Chicago law firm pedigree) was picked? [read post]
30 Jun 2011, 10:00 am
His lawyer, in a court filing last month, said the government has gathered information on at least 50 hedge funds and affiliated people, and 300 hours of wiretaps containing conversations with some 250 consultants, and has turned over 11,000 pages of instant messages between hedge funds and Primary Global employees and 6,500 pages of emails. [read post]
30 Jun 2011, 5:15 am
The hedge fund most notably found to be operating on the wrong side was the Galleon Group run by Raj Rajaratnam. [read post]
29 Jun 2011, 4:28 pm
A civil action against a former Goldman Sachs Group Inc. director who allegedly gave Galleon hedge fund founder Raj Rajaratnam inside tips about the investment bank has been “postponed indefinitely,” according to a notice posted by the Securities and Exchange Commission. [read post]
28 Jun 2011, 11:47 am
Securities and Exchange Commission, the agency announced on Tuesday that it had $230 million held in a hedge fund's offshore account returned to the United States, where it will remain frozen while the agency's fraud case proceeds. [read post]
24 Jun 2011, 11:39 am
Swiss Re (The purchase of securities on a Swiss stock exchange from a location in the U.S. is insufficient to subject the purchase to coverage under Section 10(b); In Re Societe General (US purchasers of non-U.S. issued securities on the Euronext Paris stock exchange have no cause of action under Section 10(b) even though they purchased them while in the US.); Porsche Automobile Holding SE (Applying Morrison, dismissed hedge fund claims of fraud in connection with purchase of… [read post]
21 Jun 2011, 4:54 am
He primarily represents clients in the fields of advertising, entertainment, banking, hedge funds, and communications. [read post]
20 Jun 2011, 5:00 am
There was lots of blame thrown at the hedge fund industry after the financial crisis of 2008 with very little data to support the accusations. [read post]
17 Jun 2011, 7:36 am
With black box algorithms, the overwhelming number of hedge funds (with an even greater number of analysts and managers), and the myriad ways to make swap bets is it possible that there is an alternative investment strategy which hasn't been tapped into yet? [read post]
