Search for: "Private Funding Management Inc" Results 941 - 960 of 2,362
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5 Jul 2018, 11:50 am by Cynthia Marcotte Stamer
Stamer advises, represents and defends employer, union, multi-employer, association and other employee benefit plan sponsors, insurers and managed care organizations, fiduciaries, plan administrators, technology and other service providers, government and community leaders and others about health and other employee benefit and insurance program and policy design and innovation, funding, documentation, administration, communication, data security and use, contracting, plan, public… [read post]
3 Jul 2018, 11:46 am by Staff Attorney
TICs are private placements are illiquid investments that have no secondary trading market. [read post]
29 Jun 2018, 2:53 pm
Monetary Duality and Currency Unification Chair: Joaquín Pujol, International Monetary Fund (retired)Luis Luis, "Cuban Peso Unification: Managed Rate and Monetary Analysis"Rafael Romeu, DevTech Systems, and Gabriel DiBella, IMF, "Currency Unification: Progress in 2018"Armando Linde, International Monetary Fund (retired), "Cuba's Currency Mess: Expectations Recede for Unification and Convertibility"Discussants: Pavel Vidal Alejandro,… [read post]
29 Jun 2018, 6:04 am
State Posted by Alex Knowlton, Equilar Inc., on Monday, June 25, 2018 Tags: Compensation disclosure, Compensation ratios, Executive Compensation, Human capital, Management Political and Social Issues in the Boardroom: Examples from the Gun Industry Posted by Steven M. [read post]
28 Jun 2018, 11:49 am by Elizabeth Dalziel
The settling companies were: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
28 Jun 2018, 11:49 am by Elizabeth Dalziel
On June 1, 2018, the Securities and Exchange Commission settled charges with 13 registered investment advisers to private funds: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
25 Jun 2018, 5:21 am by SEClaw Staff
Merrill Lynch agreed to repay more than $10.5 million to its customers and to pay penalties of approximately $5.2 millionSEC Charges Investment Adviser and Two Former Managers for Misleading Retail ClientsNew York-based investment adviser deVere USA, Inc. has agreed to pay an $8 million civil penalty related to its failure to disclose conflicts of interest to its retail clients. [read post]
24 Jun 2018, 5:05 am by Staff Attorney
The state of Massachusetts has claimed that Allcott was the manager of ARO Equity and together with Renison took $5.8 million of investor funds since August 2015. [read post]
12 Jun 2018, 6:31 am by Eliot Kim
” The IFC focuses on funding private sector projects in developing countries that would otherwise have difficulty attracting capital. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Financial crisis, Financial institutions, Hedging, Investor protection, Proprietary trading, Risk, Systemic risk, Volcker Rule Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Posted by Kara M. [read post]
4 Jun 2018, 6:00 am by Doug Cornelius
Each of the enforcement orders are cookie cutter and straight-forward: The private fund manager is registered with the SEC and manages private funds. [read post]
31 May 2018, 9:45 pm by Bobby Chen
The Board of Governors of the Federal Reserve voted unanimously to seek comment on its proposal to roll back the “Volcker Rule,” a rule banning banks from either engaging in proprietary trading or operating or owning private equity or hedge funds. [read post]
31 May 2018, 4:00 am by Malecki Law Team
Based in Texas, Invesco Distributors Inc., is their U.S distributor of mutual funds, exchange-traded funds, institutional money market funds and other retail products. [read post]
31 May 2018, 4:00 am by Malecki Law Team
Based in Texas, Invesco Distributors Inc., is their U.S distributor of mutual funds, exchange-traded funds, institutional money market funds and other retail products. [read post]
18 May 2018, 6:01 am
Matthews (Sutter Securities), on Tuesday, May 15, 2018 Tags: Appraisal rights, Capital allocation, Capital expenditures, Cash flows, Delaware law, Fair values, Firm valuation, Mergers & acquisitions, U.S. federal courts An Early Look at US 2018 Proxy Season Trends Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, May 15, 2018 Tags: Board composition, Boards of… [read post]