Search for: "Prudential Bank " Results 941 - 960 of 1,594
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2 Jan 2012, 5:51 pm by James Hamilton
The FSA’s significant prudential functions are being transferred to a new Prudential Regulatory Authority that will sit in the Bank of England, with a focus on micro-prudential regulation. [read post]
29 Jun 2017, 1:36 pm by Reid F. Herlihy
Treasury Department recently issued a report titled “A Financial System That Creates Economic Opportunities-Banks and Credit Unions. [read post]
18 Nov 2009, 10:11 am
And sometimes prudential regulations can also promote homogeneity, as banks would be restricted to similar kinds of investments. [read post]
4 Apr 2012, 7:42 am by Mark S. Nelson
Alternatively, a company is “primarily engaged in financial activities” if its consolidated assets and those of its subsidiaries related to activities that are financial in nature (as defined in section 4(k) of the Bank Holding Company Act of 1956) and, if applicable, related to the ownership or control of one or more insured depository institutions, represent 85 percent or more of the company’s consolidated assets.Subpart B sets forth criteria for making the determination… [read post]
18 Nov 2009, 10:11 am by Erik Gerding
And sometimes prudential regulations can also promote homogeneity, as banks would be restricted to similar kinds of investments. [read post]
3 May 2023, 7:28 pm by Sabrina I. Pacifici
The capital shortfall is taken as the capital reserves the financial firm needs to hold to meet prudential capital requirements. [read post]
3 Jul 2014, 7:10 pm by Sabrina I. Pacifici
 Initial public resolution plans for American International Group, Prudential Financial, Inc., and General Electric Capital Corporation were also released. [read post]
26 Mar 2018, 5:57 am
For the larger banking organizations, the Crapo Bill would increase the asset threshold for a bank holding company to be considered a “systemically important financial institution” (“SIFI”)—and therefore subject to certain enhanced prudential regulation by the Federal Reserve—from $50 billion to $250 billion. [read post]
5 Feb 2010, 6:05 am by Hal Scott, Harvard Law School,
We will have to rescue banks whose failure will endanger other banks even if these failing banks are engaging in traditional activities. [read post]
4 Mar 2021, 6:52 am by Anna Carrier (BE)
Noting that the MiCA proposal only allows banks to perform crypto related activities in line with their existing banking license, the non-paper stated that banks’ risk management frameworks do not include specific provisions that effectively ensure proper risk management for crypto-asset-related activities. [read post]
Upgrading the European Union (EU) prudential regime for banks in line with the Basel III proposals is an excellent example of both regulatory complexity and uncertainty. [read post]
15 Oct 2019, 9:12 am by Daniel Nevzat (UK)
In this context, the Commission asks what – if any – further measures could be taken to incorporate ESG risks into prudential regulation, without pre-empting the ongoing work stemming from earlier mandates. [read post]
22 Apr 2010, 6:54 am by Jacob Katz Cogan
They focused their attention on the coordination and harmonization of rules and standards in areas of accounting, securities, and bank capital adequacy, but did not resolve the problems of prudential supervision of cross-border financial institutions and systemic risk regulation. [read post]
2 Jun 2013, 9:30 pm by Susan Block-Lieb
While the CFPB holds greater enforcement authority over large financial institutions, its ability to examine even these “large banks” is shared with prudential regulators. [read post]
9 Jan 2020, 7:53 am by Shannon O'Hare
The term “recognised lender” covers a range of entities, such as international banks and “prudentially regulated financial institutions” (“PRFI”). [read post]