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31 Jan 2016, 5:01 pm
The PR rules apply to swap entities that are prudentially regulated by a U.S. prudential regulator (“PR CSEs”). [read post]
25 Jan 2016, 8:29 am
Citing a recent report by the staff at the Bank of England noting that SEF trading has brought improved trading conditions, finding significantly lower transaction costs, and better liquidity. [read post]
11 Jan 2016, 10:49 am
The Financial Groups Directive supplements existing sectoral rules with additional requirements for groups with substantial banking/investment and insurance business. [read post]
21 Dec 2015, 12:37 pm
On December 16, the EBA published its final report setting out draft RTS on prudential requirements for central securities depositories (“CSDs”) under the Regulation on improving securities settlement and regulating CSDs (Regulation 909/2014) (“CSDR”). [read post]
19 Dec 2015, 8:19 pm
The failure to identify and recognise increases in credit risk in a timely manner can aggravate underlying weaknesses in credit quality, adversely affect bank capital adequacy, and hinder appropriate risk assessment and control of a bank’s credit risk exposure. [read post]
6 Dec 2015, 12:00 pm
-based banks and financial institutions. [read post]
15 Nov 2015, 9:30 pm
New capital markets have emerged, pulling many banking-type activities away from traditional banks. [read post]
28 Oct 2015, 5:30 am
According to the commissioner, many financial market regulators and important market participants are worried about a significant contraction of liquidity as well as volatility spikes in many markets, due in part to the combined effect of post-crisis regulatory policies imposed by U.S. and overseas prudential banking regulators. [read post]
27 Oct 2015, 2:19 pm
The Commission’s report follows on from the recommendations in the July 2014 report of the European Banking Authority (EBA) on EU covered bond frameworks and capital treatment. [read post]
28 Sep 2015, 4:29 am
Prudential–Bache Sec., Inc., 821 F.2d 581, 586 (11th Cir.1984); Sutton v. [read post]
25 Sep 2015, 9:28 am
One wonders whether the CFPB and DOJ consulted with the OCC, the bank’s prudential regulator, about the terms of the proposed consent order. [read post]
21 Sep 2015, 12:58 pm
She discussed the role of the Supervisory Board of the Single Supervisory Mechanism and stressed that “supervised banks should be subject to consistent prudential requirements based on their inner characteristics regardless of where their business is located”. [read post]
12 Sep 2015, 5:53 am
Concurrently, the Prudential Regulation Authority is proposing to impose a rule that would require a stay on termination or close-out of derivatives and certain other financial contracts to be contractually agreed by UK banks, building societies and investment firms with their non-EEA counterparties. [read post]
28 Aug 2015, 6:45 pm
The papers submitted in connection with a motion for summary judgment are always viewed in the light most favorable to the non-moving party (Marine Midland Bank, N.A. v Dino & Artie's Automatic Transmission Co., 168 AD2d 610, 610 [2d Dept 1990]). [read post]
10 Aug 2015, 10:25 am
If a potential [FHA] violation is identified, the examiner must consult with [CFPB] Headquarters to determine whether a referral to HUD or [DOJ] and, if applicable, the creditor’s prudential regulator is appropriate. [read post]
21 Jul 2015, 6:13 am
On June 23rd, the UK’s Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) [1] finalized a joint bonus compensation rule that was proposed last July. [read post]
20 Jul 2015, 7:12 am
However, even these swaps do not need to be pushed out if they are undertaken for hedging or risk management purposes or are expressly allowed by prudential regulators to take place in a covered depository institution. [read post]
16 Jul 2015, 2:37 pm
It did not, however, affect the ex-spouse’s rights to in-trust-for bank accounts (Totten Trusts), life insurance policies, lifetime revocable trusts, or joint tenancies with right of survivorship. [read post]
14 Jul 2015, 5:31 pm
SS; and bank accounts of the Decedent held jointly with Mrs. [read post]
8 Jul 2015, 5:06 pm
If so, they could have a funding advantage compared with other banks, which some call an implicit subsidy. [read post]
