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27 Jul 2012, 2:00 am
Although somewhat unusual, this definition seems reasonably comprehensible – until you read the proposed definition of “Private Placement Vehicle”: Private Placement Vehicle means an offering of securities which are exempt from registration under Section 3(a)(11), Section 4(2), Regulation A or Rules 504, 505 or 506 of Regulation D of the Securities Act of 1933 and Section 25102 of the California Corporations Code. [read post]
27 Jul 2012, 2:00 am
Although somewhat unusual, this definition seems reasonably comprehensible – until you read the proposed definition of “Private Placement Vehicle”: Private Placement Vehicle means an offering of securities which are exempt from registration under Section 3(a)(11), Section 4(2), Regulation A or Rules 504, 505 or 506 of Regulation D of the Securities Act of 1933 and Section 25102 of the California Corporations Code. [read post]
3 May 2011, 10:52 am
" Feb. 4, 2011 Letter at 4. [read post]
15 Nov 2013, 5:24 pm
Next Week Items Regulation S-ID Becomes Effective November 20, 2013 – for more information on the new red flag rules for certain SEC and CFTC registrants, please see this article from the ComplianceFocus blog. [read post]
3 Apr 2014, 9:51 am
Invest in unique attributes of public registry, which can then interact with private registries that serve specific communities/needs. [read post]
2 Mar 2012, 4:26 pm
In a February 9, 2012 Final Rule, the CFTC rescinded Section 4.13(a)(4), which provided private pools with an exemption from registration as a CPO with the CFTC. [read post]
8 Oct 2021, 8:30 am
” The amendments include extensive changes to existing offering exemptions from the registration requirements of the Securities Act of 1933 (the “Securities Act”) that should make it easier for private companies to raise capital. [read post]
4 Feb 2022, 12:26 am
Certificat de coutume Responsibilities / 4:00 p.m. under the chairmanship of Etienne Farnoux, professor at Unistra 4:00 p.m. [read post]
22 Apr 2023, 6:02 am
Hybrid event on April 27, 2023, from 10:00 am to 4:00 pm ET. [read post]
2 Nov 2020, 6:00 am
Further, the SEC has also added Investment Advisers – both those registered with the SEC or States, and those exempt from registration – as entities to fall within the definition of “accredited investors,” as well as “knowledgeable employees” of private funds. [read post]
12 Dec 2009, 8:07 am
The Staff cautioned that when lock-up agreements are executed before the filing of a registration statement and the criteria noted above are not satisfied, the subsequent registration of the exchange offer on Form S-4 may be inappropriate, since an exchange offer is viewed as a single transaction, and any transaction that has commenced privately must be completed privately. [read post]
Kaiser Wahab to Speak on PPM's in Film on an Institute for International Film Financing (IIFF) Panel
19 Dec 2006, 8:24 am
Registration and introductions6:30-7:30 pm ... [read post]
2 Mar 2022, 9:19 am
The examiner refused registration of the mark based, in part, on Section 2(c) of the Lanham Act, which bars registration of a mark that “[c]onsists of or comprises a name, portrait, or signature identifying a particular living individual except by his written consent…. [read post]
5 Jan 2014, 3:15 pm
Granted, there will be some circumstances in which access to the hotel’s private records will not be an unconstitutional search. [read post]
23 Dec 2019, 11:29 am
(4) Rojas v. [read post]
19 Jul 2022, 5:12 am
The symposium will take place on 23 September 2022 from 9:00am to 4:00pm. [read post]
14 Jun 2015, 7:25 pm
The certification application has to be filed by a private organization with legal personality in charge of the defence and management of the industrial and artisanal GI at issue (‘organisme de gestion et de defense’). [read post]
10 Jul 2013, 2:42 pm
"* PDO, PGI (arts 4-16) The PDO and PGI schemes remain largely unaltered. milieu. [read post]
20 May 2022, 6:21 am
While the Enforcement Division’s staff fell by 5 percent between FY16 and FY21, Gensler said the Division of Examinations’ staff rose by 4 percent since FY16 and would see its staffing rise an additional 4 percent versus FY21 if the FY23 request is approved. [read post]
9 Mar 2017, 10:47 am
Both companies provided services related to private jets. . . . [read post]
