Search for: "Reliance Financial Corporation"
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4 Dec 2013, 9:07 am
FATCA will require certain financial institutions to identify and disclose direct and indirect U.S. investors and withhold U.S. income tax on nonresident aliens and foreign corporations, or be subject to a 30% U.S. withholding tax on payments they receive from U.S. sources (the “FATCA Tax”). [read post]
14 Nov 2013, 11:04 am
TweetYesterday the Securities and Exchange Commission’s Division of Corporation Finance issued nine new Compliance and Disclosure Interpretations (C&DIs) related to the private offering exemption afforded by Rule 506(c) and two new C&DIs related to the private resale exemption afforded by Rule 144A. [read post]
12 Nov 2013, 7:50 am
Under the SEC's proposal, capital raised through offerings other than crowdfunding will not be counted in determining the aggregate amount sold in reliance on the crowdfunding exemption. [read post]
5 Nov 2013, 12:23 am
It is a non-corporate subsidiary of GS Group, a Delaware Corporation. [read post]
4 Nov 2013, 9:46 am
In its 2013 threat update, Symantec, the world’s largest security software corporation, surprised no one when it announced that criminals were finding and exploiting new vulnerabilities faster than software vendors were proving able to release patches. [read post]
31 Oct 2013, 1:38 am
However the company is registered as a Canadian federal corporation with registered office and executive offices in Ontario. [read post]
30 Oct 2013, 12:35 pm
Capital raised through other means or in reliance on other exemptions would not be counted in determining the aggregate amount sold in reliance on Section 4(a)(6). [read post]
30 Oct 2013, 4:00 am
They seek to obtain financial compensation for their clients, while apparently avoiding application of the case law that does not support that result (as discussed here). [read post]
29 Oct 2013, 5:56 am
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
25 Oct 2013, 5:17 am
The upshot here is that the current reliance on the notion of IP as an asset may well be distorting the way that we understand the nature of IP rights. [read post]
17 Oct 2013, 10:04 pm
The defendants in the lawsuit included Household International and its mortgage finance subsidiary, Household Financial Corporation, and Household’s former CEO and CFO, as well as certain other former officers and directors. [read post]
10 Oct 2013, 4:00 am
And the Independent Electricity Market Operator was renamed the Independent Electricity System Operator (“IESO”), reflecting a decreased reliance on market forces. 2. [read post]
7 Oct 2013, 4:03 am
At this early, pre-discovery stage, it cannot be determined as a matter of law that defendant’s failure to provide plaintiffs with financial statements was not a material breach. [read post]
1 Oct 2013, 5:44 am
REGULATION FD Beginning in 1999 and continuing into 2000, media reports about selective disclosure of material nonpublic information by issuers raised concerns that select market professionals who were privy to this information profited at the expense of others. [read post]
26 Sep 2013, 1:06 am
As discussed below, a California state court judge has rejected plaintiffs’ claims pertaining to the executive compensation proxy disclosures at Clorox Corporation. [read post]
22 Sep 2013, 8:35 pm
Because brokers and CPAs have an investor's financial information information already, certification from those sources may become commonplace. [read post]
22 Sep 2013, 2:35 pm
Because brokers and CPAs have an investor’s financial information information already, certification from those sources may become commonplace. [read post]
20 Sep 2013, 1:56 am
Financial Conduct Authority’s September 19, 2013 press release announcing its entry of a $220 fine for “serious failings” can be found here. [read post]
7 Sep 2013, 9:01 pm
Second, that move to management also required increasing reliance on the techniques of information gathering to better manage the behaviors that were the object of regulation. [read post]
22 Aug 2013, 4:02 pm
Senator Corker said that the bill strikes the appropriate competitive balance, with 10 percent capital up front and a reliance on the market. [read post]
