Search for: "The Regulatory Review Staff"
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9 Jan 2013, 11:56 pm
In the January/February edition of the Columbia Journalism Review, I report on the challenges facing journalists covering food safety, from the slow trickle of information during foodborne illness outbreaks to the complicated food-regulatory system. [read post]
3 Nov 2008, 12:30 pm
Rev. 1929 (2008) CAFA SETTLEMENT NOTICE PROVISION: OPTIMAL REGULATORY POLICY? [read post]
3 Oct 2014, 6:29 am
The adoption of a uniform standard still may not clear up investor confusion given the differences in advertising rules, supervisory requirements, licensing and registration, and books and records requirements, according to Piwowar.Given these differences, the staff also recommended that the SEC consider harmonizing the regulatory requirements of broker-dealers and investment advisers when they perform the same or similar functions. [read post]
16 Sep 2013, 1:32 pm
If you or your health care entity need help developing compliance plans or reviewing and refining existing audit defense strategies in light of the Final Rule or this sub-regulatory guidance, please contact an experienced healthcare attorney at 248-544-0888. [read post]
3 Sep 2014, 11:37 am
Specifically, DTCC contended that the Commission violated the APA by not conducting full notice and comment rulemaking proceedings and not preparing cost-benefit analyses for the withdrawal of the FAQs and the review of CME Rule 1001. [read post]
1 Dec 2017, 11:54 am
Commission staff also will conduct reviews of exchanges, clearing firms, and individual traders involved in the trading and clearing of bitcoin futures. [read post]
13 Jul 2014, 1:41 am
Note: This review is by my husband Jim. [read post]
27 Jan 2009, 11:33 am
Second, he appointed members to the cabinet and senior staff positions that are strong believers in aggressively tackling climate change. [read post]
14 Jul 2015, 9:28 am
Petition for review granted. [read post]
8 Jan 2017, 9:30 pm
Independent review will help ensure that CPSC’s decisions are based on career technical staff’s expertise, not on politics. [read post]
18 Jul 2009, 7:31 am
The New SEC Against this backdrop, the Obama Administration took office with a new regulatory and enforcement agenda. [read post]
26 Nov 2024, 9:05 pm
Trump’s administration promises an ambitious agenda of “regulatory rescission, administrative reductions and cost savings” with the goal of “mass head-count reductions across the federal bureaucracy” by July 4, 2026.[1] Many questions remain about the logistical and legal paths to accomplish these objectives. [read post]
17 Mar 2011, 3:01 pm
" Stoel Rives attorney Cherise Oram, NHA Legislative Affairs Committee Chair, assisted NHA staff in its work on the bill. [read post]
30 Dec 2015, 7:06 pm
This included increases in staff, training, and time allocation for regulatory compliance and updates to compliance systems. [read post]
26 Nov 2024, 9:11 am
Virgin Islands are subject to this review. [read post]
31 Jul 2014, 5:59 am
As we all recall, the Staff’s cybersecurity disclosure guidance was one effort in this regard, and as Broc recently noted, enforcement cases may be another tool. [read post]
4 Jun 2012, 11:01 am
Those actions, which would potentially begin this year, could include negotiating Chesapeake Bay Implementation Grant and Regulatory and Accountability Program (CBIG and CBRAP) grant work plans and/or adding conditions to CBRAP grants; objecting to or taking over permits that do not implement specific actions identified in Virginia’s WIP; continuing targeted enforcement; extending assistance for permit writing and conducting inspections; and providing technical training and guidance… [read post]
22 Dec 2021, 11:50 am
From both regulatory and enforcement perspectives, government recognizes it as well. [read post]
9 Aug 2015, 2:56 pm
Morgan Stanley and Scottrade had been alerted to significant gaps in their systems by FINRA staff, yet years went by before either firm implemented sufficient corrective measures. [read post]
20 Apr 2017, 10:38 am
The FTC reviewed the Instagram posts of various unnamed celebrities, athletes and other influencers and sent the letters in response to petitions filed by public interest groups concerned with the lack of disclosures about such endorsement relationships. [read post]
