Search for: "UBS Financial Services"
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3 Jun 2009, 2:07 am
The other interesting detail about the Charter complaint is that a number of the allegedly misleading statements on which the plaintiff relies were actually made by a UBS media analyst. [read post]
2 Jun 2009, 11:38 am
Brokerage firms like UBS (the "Raiding Firms") are paying millions of dollars to hire brokers who generate big fees and commissions and who can bring perhaps 80% of their customers with them. [read post]
UBS Financial Services Inc. Secures Temporary Restraining Order Against Three Former Brokers in Ohio
2 Jun 2009, 5:52 am
A dispute between UBS Financial Services Inc. [read post]
1 Jun 2009, 9:10 pm
Inc., Royal Bank of Canada, Morgan Stanley, Wachovia Corp, and UBS AG. [read post]
31 May 2009, 4:27 am
UBS Warburg LLC, the Vice Chancellor decided not to shift costs of production. [read post]
21 May 2009, 8:06 pm
California Attorney General Edmund G Brown, Jr. is suing Wells Fargo Investments LLC, Wells Fargo Institutional Securities, and Wells Fargo Brokerage Services for $1.5 billion. [read post]
8 May 2009, 12:50 pm
The Internal Revenue Service (IRS) has issued FAQs related to its offshore tax amnesty. [read post]
1 May 2009, 8:25 am
UBS Rebuffs US: UBS AG, in a court filing aimed at fending off Internal Revenue Service attempts to gain access to information about American clients, said Thursday it can’t provide information to U.S. tax collectors because the move would violate Swiss privacy laws. [read post]
20 Apr 2009, 4:38 am
UBS said Monday it will sell Banco Pactual, its Brazilian financial services business, for $2.5 billion in an effort to shore up its balance sheet. [read post]
19 Apr 2009, 10:13 am
• Discover Financial Services is cutting 500 jobs. [read post]
8 Apr 2009, 1:58 am
Source: Google News Alert Service, April 8, 2009. [read post]
5 Apr 2009, 1:26 pm
As of February 6, 2009, nearly 400 financial institutions had received assistance under this program.[1] Concluding that prior government responses to the financial crisis were “late and inadequate,” the Obama administration in February 2009 announced a comprehensive “Financial Stability Plan. [read post]
20 Mar 2009, 10:20 am
UBS Financial Services, Merrill Lynch, and Citigroup are among the large investment firms that reached similar billion-dollar settlements with state regulators and the Securities and Exchange Commission. [read post]
19 Mar 2009, 1:35 pm
O'Donnell, who has extensive experience in financial markets. [read post]
18 Mar 2009, 4:01 pm
Former Alabama Governor Don Siegelman and former HealthSouth CEO Richard Scrushy were convicted of federal funds bribery, honest services conspiracy, honest services mail fraud, racketeering conspiracy, racketeering, honest services wire fraud, obstruction of justice and extortion in the U.S. [read post]
9 Mar 2009, 10:25 am
Luxembourg, which has one of the EU's mutual fund financial service sectors, disagrees with France's accusations. [read post]
8 Mar 2009, 6:30 am
If there are analogies to be drawn across professional service sectors, leverage is out for the investment banks and leverage is out for us as well. [read post]
1 Mar 2009, 12:20 pm
UBS is increasing the base salary of senior investment bankers after reducing many bonuses to a fraction and to align overall compensation more with other financial services professions, such as consultants, DealBook colleague Julia Werdigier reports. [read post]
23 Feb 2009, 1:41 pm
Internal Revenue Service made big financial news last week when it sued Swiss banking giant UBS AG for allegedly helping 52,000 Americans avoid paying taxes on their foreign accounts. [read post]
20 Feb 2009, 2:41 pm
UBS has agreed to pay $780 million to settle allegations that it helped thousands of U.S. taxpayers defraud the Internal Revenue Service ("IRS"). [read post]
