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11 Feb 2016, 1:30 pm
It has been reportedin 2013 that the National Football Association Players Association advised agents to recommend that their clients secure a release from the tattoo artist, and even to track down the artists who have done their previous tattoos to secure such release as well. [read post]
8 Mar 2024, 8:10 am
Thompson, Associate Director of Enforcement in the SEC’s Philadelphia Regional Office. [read post]
8 Jul 2021, 10:24 am
Simek at Sensei Enterprises, Inc. [read post]
5 May 2009, 1:48 pm
Palmisano added that he "encourage[s] physicians to select a secure messaging solution, rather than use un-secure email. [read post]
14 Aug 2015, 8:38 am
To assess if your broker is responsible for misconduct, read here for typical signs associated with securities fraud and misconduct. [read post]
23 Feb 2015, 12:09 pm
Stamer works with U.S. and foreign businesses, governments, trade associations, and others on workforce, social security and severance, health care, immigration, privacy and data security, tax, ethics and other laws and regulations. [read post]
7 Oct 2019, 6:04 am
In July 2019 a customer complained that Crosson violated the securities laws by alleging that the risks associated with purchasing Castle Brands stock was misrepresented. [read post]
31 Aug 2017, 11:37 am
Gibson, Associate Director of the SEC's Philadelphia Regional Office. [read post]
8 Oct 2014, 10:26 am
Urban Outfitters, Inc., No. 1:14-cv-06307, complaint (S.D.N.Y., Aug. 8, 2014). [read post]
14 Aug 2013, 5:26 pm
Affinity Health Plan, Inc., a not-for-profit managed care plan serving the New York metropolitan area, has agreed to settle potential violations of the HIPAA Privacy and Security Rules for $1,215,780. [read post]
12 Nov 2023, 9:01 pm
Specifically, the complaint alleges that SolarWinds and Brown inaccurately claimed on a website security statement that the company followed cybersecurity standards like the National Institute of Standards and Technology Cybersecurity Framework (NIST framework), used Secure Development Lifecycle (SDL) practices, enforced strong password policies and maintained adequate access controls. [read post]
21 Dec 2018, 1:07 pm
According to BrokerCheck records financial advisor Maria Hendershott (Hendershott), currently employed by Raymond James & Associates, Inc. [read post]
30 May 2010, 2:50 pm
The SEC’s opposition to these applications is based on a likelihood of confusion with its prior use of the acronym SEC in association with a wide variety of services including regulating the financial industry and securities exchanges, monitoring and enforcing compliance with regulations, educational services, providing financial information, promoting investor protection, etc. [read post]
15 Feb 2010, 8:50 pm
(Health Net) for failing to secure private patient medical records and financial information involving 446,000 Connecticut enrollees and promptly notify consumers endangered by the security breach. [read post]
16 Oct 2021, 11:59 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Doron Kochavi (Kochavi), currently employed by Western International Securities, Inc. [read post]
7 Jun 2019, 6:35 am
Inc. [read post]
15 May 2019, 1:24 pm
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
20 Feb 2020, 7:54 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Stuart Godin (Godin), currently employed by Western International Securities, Inc. [read post]
6 Oct 2011, 5:38 am
Selling away is a common infraction, according to The North American Securities Administrators Association, or NASAA. [read post]
5 Jan 2016, 6:40 am
From September 2008 until February 2010, Bernthal was associated with A&F Financial Securities, Inc. [read post]
