Search for: "Wall Street Financial Corporation"
Results 941 - 960
of 3,371
Sorted by Relevance
|
Sort by Date
29 May 2017, 9:24 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
16 Jan 2010, 3:42 pm
“Extreme but plausible” loss scenarios should encompass, at a minimum, the largest historical observed price movements in that market.The Wall Street Reform and Consumer Protection Act, HR 4173, passed by the House late last year, would require OTC derivatives trading to be conducted through clearinghouses, which are set up to police derivatives trading.The legislation addresses the concerns of the NY Fed study by implementing important corporate governance… [read post]
22 Dec 2011, 12:00 am
This is the caution to be gleaned from a report recently released by the Government Accountability Office (GAO) focusing on the hurdles of implementing the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
13 Mar 2016, 6:07 am
Wall Street loves MLPs because they provide high yields to investors and require companies to pay Wall Street in order to continue to grow. [read post]
3 Aug 2012, 5:08 am
’ The president’s sermon struck a nerve in part because it marked a sharp departure from the traditional Democratic criticism of financiers and big corporations, instead hectoring the people who own dry cleaners and nail salons, car repair shops and restaurants — Main Street, not Wall Street. [read post]
7 Jun 2010, 6:21 am
According to Arthur Laffer, noted economist and author of the recently published “Return to Prosperity: How America Can Regain Its Economic Superpower Status,” in Today’s Wall Street Journal opinion column , 2011 will be a horrible year economically. [read post]
12 Jun 2011, 6:53 pm
While the guidance does not explicitly address the stress testing requirements outlined in the Dodd-Frank Wall Street Reform and Consumer Protection Act, the agencies anticipate that rulemakings implementing these requirements would be consistent with the principles in the proposed guidance. [read post]
24 Apr 2012, 6:27 am
Recently, the Financial Stability Oversight Council (“Council”) unanimously approved a final rule (the “Final Rule”) and related interpretive guidance (the “Final Guidance”) under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), [1] regarding the designation of systemically important nonbank financial companies (often referred to as nonbank “SIFIs”). [read post]
16 Dec 2009, 6:21 am
They will insist that their counterparties be well-capitalised, instead of accepting the ultra-thin capitalisations that were common on Wall Street. [read post]
1 Jun 2011, 1:57 pm
The intuition follows nicely from an observation Larry Ribstein made about the change in organizational form on Wall Street. [read post]
16 Sep 2019, 1:45 pm
Our attorneys represent investors in class actions against issuers in state or federal court and investors in securities arbitration claims against Wall Street firms for stockbroker misconduct. [read post]
5 Apr 2010, 11:52 am
Cohen was called the “trauma surgeon of Wall Street” by The New York Times in November. [read post]
25 Mar 2009, 4:37 am
This financial meltdown involved a broad national breakdown in personal responsibility, government regulation and financial ethics. [read post]
3 Feb 2008, 9:25 pm
If there is one thing Microsoft does well , its ignore Wall Street and invest in its corporate strategies. [read post]
9 Oct 2015, 5:00 am
[More…] DOJ Says Pursuing ‘Higher-Impact’ Bribery Cases by Stephen Dockery in the Wall Street Journal Spokesman Peter Carr said after years of handling smaller cases coming from corporate self-reporting, the unit is now putting more at stake and going after blockbuster cases. [read post]
23 May 2010, 6:25 pm
Dealbook reports that: Fresh off a Senate vote to overhaul financial regulations, the Obama administration on Friday immediately began trying to influence the process for combining the Senate and House bills, pressing for tough provisions in the face of a final onslaught of Wall Street lobbying .... [read post]
27 Jan 2008, 10:23 pm
And they are also sending a loud and clear message to Wall Street that this type of fraud and manipulation will not be tolerated by the people who live on the Main Streets that are being devastated by what Freddie Mac has done. [read post]
4 Oct 2016, 4:17 pm
Bankruptcy Code, the standard established in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Feb 2017, 11:10 am
Circuit granted the Consumer Financial Protection Bureau’s (CFPB) petition for rehearing en banc in PHH Corporation v. [read post]
31 Jul 2016, 9:05 pm
Prime Minister Theresa May is off base in proposals to put workers on company boards, tinker with executive pay (related here and here); “The Glass-Steagall Rorschach Test” [Mark Calabria, earlier] Tags: banks, CFPB, corporate governance, debtor-creditor law, property law, Wall Street Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
