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27 Apr 2016, 3:15 pm by D. Daxton White
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
22 Apr 2016, 3:30 pm by D. Daxton White
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
11 Apr 2018, 12:52 pm by Adriaan Louw
Apart from affecting areas like legal research and analysis, AI in the law firm has led to an increased focus on document automation. [read post]
10 Sep 2008, 5:48 pm
Agriprocessers, the Postville, IA meatpacking firm that was subjected to ICE raids, has now been charged with child labor violations. [read post]
1 Jun 2010, 5:00 am by Christa Avampato
Originally published on May 24, 2010 in our free BigLaw newsletter. [read post]
17 Jul 2017, 4:39 am by Hannah Meakin and Catherine Blake
The brief may also be instructive for other third-country firms, including principal trading firms and market participants in the Asia-Pacific region. [read post]
26 Dec 2018, 12:51 pm by Renae Lloyd
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. [read post]
The discussion paper sets out considerations related to the solvent wind-down of the derivative portfolio activities of a global systemically important bank (G-SIB) that may be relevant for authorities and firms for both recovery and resolution planning. [read post]
19 Nov 2013, 11:00 am by Ernest Badway
In sum, such outside business activities may not be covered by FINRA arbitration. [read post]
11 Oct 2021, 8:45 pm by Jochen Vester (UK)
In CP20/21 the PRA sets out proposed expectations in respect of firms’ engagement in trading activities that may affect the financial stability of the UK. [read post]
18 Jul 2017, 5:35 am by Renae Lloyd
  Specifically, the firm is investigating the liability that brokerage firms may have for improperly selling these high-risk, illiquid investments. [read post]
22 Mar 2017, 9:09 am by Renae Lloyd
  Specifically, the firm is investigating the liability that brokerage firms may have for improperly selling these high-risk, illiquid investments. [read post]
16 Jun 2017, 7:16 am by Renae Lloyd
Many brokerage firms target investors that were retired or near retirement, often emphasizing the potential income the REIT may provide. [read post]
25 Aug 2017, 11:09 am by Renae Lloyd
  Specifically, the firm is investigating the liability that brokerage firms may have for improperly selling these high-risk, illiquid investments. [read post]
18 Dec 2013, 12:28 pm by The Murray Law Firm
Should the driver be found at fault, The Murray Law Firm believes that the families of Rocco and Heidi Burso and Reinhold Steinhilber may elect to hold him civilly liable for their wrongful deaths. [read post]
23 Nov 2015, 11:11 am by D. Daxton White
The White Law Group is investigating the liability that brokerage firms may have for recommending the CITIGROUP structured notes tied to oil. [read post]
11 May 2023, 9:10 am by Simon Lovegrove (UK) and Anita Edwards
Introduce a new data reporting requirement for firms subject to the leverage ratio minimum requirement (LREQ firms), collecting data on trading exposures where these risks may most likely arise. [read post]