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22 Jul 2019, 4:23 am
If this occurs, the defendant could face: *A fine of up to $5 million *Up to 20 years in federal prison The SEC takes cases of insider trading very seriously. [read post]
1 Oct 2009, 6:53 am
When they met earlier this month, G-20 finance ministers and central bankers called for global improvements in corporate governance. [read post]
20 Dec 2019, 9:00 am
Completes Merger with KLDiscovery Additional Reading Investments in eDiscovery (A Running Listing) An Abridged Look at the Business of eDiscovery: Mergers, Acquisitions, and Investments Source: ComplexDiscovery The post Pivotal Completes Merger with KLDiscovery appeared first on ComplexDiscovery. [read post]
18 Jul 2008, 4:59 pm
The suit alleges that Bank of America Corp. and its subsidiaries Bank of America Investment Services, Inc. and Bank of America Securities, LLC violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 by deceiving investors about the investment characteristics of auction rate securities and the auction market in which the securities are traded. [read post]
3 Aug 2016, 2:03 pm
If you are good at managing money and have a solid investment plan, choosing a lump-sum payment will allow you to spend and invest the money as you see fit. [read post]
2 Nov 2009, 2:05 am
The states with the highest numbers of bank failures are Illinois (20), Georgia (19), California (13), Texas (5) and Minnesota (5). [read post]
22 Jun 2016, 6:20 am
If you are good at managing money and have a solid investment plan, choosing a lump-sum payment will allow you to spend and invest the money as you see fit. [read post]
25 Feb 2011, 7:42 am
I analyzed the investment of ARRA funds in green projects. [read post]
13 May 2021, 11:46 am
Thus, expropriating patent owners would discourage investment in private research, which is far greater than investment in public research. [read post]
24 Oct 2013, 4:46 pm
Among other things, offering documents will have to disclose: officers, directors and owners of 20% or more of an issuer; a description of the issuer’s business and the use of proceeds; the price of the securities being offered; the target offering amount and whether the issuer will accept investments in excess of the target offering amount; certain related-party transactions; a description of the financial condition of the issuer; and financial statements of the issuer… [read post]
6 Jan 2015, 3:17 am
Many consumers, he says, have been using TurboTax for 10 or 20 years and just naturally grab the one they have always used. [read post]
5 Jul 2010, 2:22 pm
If Feldman took both steps, it would put a temporary end to the hotly contested issue of whether deepwater drilling should end until an investigation is completed into the causes of the April 20 explosion of the Deepwater Horizon well. [read post]
29 Apr 2019, 3:00 am
“We are passing the baton to give active managers direct control over voting the shares of companies in which they invest,” said Glenn Booraem, who heads investment stewardship at Vanguard. [read post]
28 Jul 2008, 3:09 am
Food prices have risen much faster, climbing at annual rates of 20%. [read post]
24 Jan 2012, 8:20 am
For Americans with means, it’s not “complicated” to hand over your investment portfolio — sorry, have your accountant hand over your investment portfolio — and tell your tax lawyers you will pay them as much as they want if they make it so you pay the federal government as little as possible. [read post]
31 Mar 2009, 9:13 am
Think of it as an investment in yourself--one of the few investments that won't cost a thing. [read post]
16 Apr 2019, 11:52 am
When the S&P 500 experienced extreme volatility in December 2018, YES investors were stunned to learn that they lost a staggering 20% of their mandate amount! [read post]
22 Jun 2016, 6:20 am
If you are good at managing money and have a solid investment plan, choosing a lump-sum payment will allow you to spend and invest the money as you see fit. [read post]
1 Apr 2008, 8:15 pm
As with any other investment, if you would not buy an investment at a price, you should not hold it for the same reason. [read post]
19 Sep 2017, 6:18 pm
Should your pitch be unsuccessful in landing you the investment that you need, have a follow up pitch. [read post]
