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17 May 2012, 9:01 am
Recently served as one of three investment banking members of the IPO Task Force which provided a series of recommendations on ways to improve the IPO market in a report to the US Treasury Department in October 2011. [read post]
3 Feb 2012, 8:46 am
Record, Feb. 2, 2012, S298.Senator Susan Collins observed that there are disputes among the experts about whether this legislation is necessary, but Congress feels that a very strong message should be sent to the American public that Members of Congress are not exempt from insider trading laws, and that is exactly what the legislation does.Within12 months of enactment, the STOCK Act directs the GAO to submit a report to Congress assessing the role of political intelligence in the financial markets… [read post]
12 Sep 2012, 10:05 am
Did he invest abroad (so that any purported "job creation" activity didn't benefit us)? [read post]
2 Sep 2010, 9:06 am
(MIS), the credit rating business segment of Moody's Corporation, violated the registration provisions or the antifraud provisions of the federal securities laws. [read post]
18 Jan 2008, 5:15 am
One commentator labeled it "quack corporate governance. [read post]
27 Oct 2017, 2:16 am
Gemini granted to CBOE an exclusive license to use Gemini’s Bitcoin market data that will allow CBOE to create derivative products, including indices, to trade on a CBOE-created exchange. [read post]
26 Sep 2016, 3:08 am
Rather, the dispute is whether [the company] can retain and use the proceeds of the condemnation proceeding to develop its property, or if it is contractually obligated to distribute them to its shareholders. [read post]
14 Mar 2007, 8:28 am
For example, my office-suite mate is an expert in corporate and securities law. [read post]
4 Jan 2010, 10:33 am
They all represent ways of investing our creative, generative energy in things which will endure after we are gone, and will represent the best that was in us. [read post]
10 May 2012, 6:25 am
Sound advice: Learn To Say No (Trish McIntire) Anthony Nitti: “S corporation Payroll Tax ‘Loophole’ lives to see another day. [read post]
26 Oct 2007, 1:21 am
DTI has made considerable investments in its Discovery Solutions Group to increase their capacity and enhance the services offered to both law firm and corporate clients. [read post]
23 Apr 2013, 1:00 am
To retain Garmo & Kiste, PLC call us at (248) 398-7100 for a free consultation or contact us with a private message. [read post]
8 Apr 2010, 3:07 pm
Payne, by comparing what Woods did to all the women he's been with, to what the many members of the Augusta National Golf Club, many of whom are corporate executives, CEO's, and investment bankers, have been doing to this country. [read post]
16 Nov 2009, 5:29 pm
To that end, deCODE has entered into a stalking horse asset purchase agreement with Saga Investments, LLC. [read post]
10 Mar 2011, 6:11 am
The petitioners contend further that the shareholders most likely to use the rules are union and government pension funds, which have a history of using shareholder activism to pursue non-investment-related objectives that depart from other shareholders’ interests. [read post]
30 Mar 2017, 2:47 am
If there is any content on this blog you have found particularly useful or topics you would like to hear more about, do let me know, and I’ll try to incorporate into the new blog.Filed under: ASEAN, Belgium, Brexit, Broadband, Brunei, Cambodia, China, Cloud computing, Commercial activity, Corporate governance, Court decision, Data protection, Data Protection Act 1998, Data Protection Directive 1995, director, EU, Fixed, Foreign direct investment, France, GDPR, GDPR,… [read post]
27 Feb 2009, 9:42 am
Gercken (415) 774-3207 KGercken@sheppardmullin.com Pursuant to applicable Treasury Regulations, we notify you that the information in the foregoing does not constitute legal or tax advice, cannot be used for the purpose of avoiding any tax penalties that may be imposed on any person, and may not be used or referred to in promoting, marketing or recommending a partnership or other entity, investment plan or arrangement to any person. [read post]
15 Sep 2008, 3:06 pm
The bank has previously acquired Countrywide Financial Corporation, MBNA Corp., Fleet First Boston, and US Trust Corp., among others. [read post]
16 Mar 2007, 3:01 am
The US Supreme Court ultimately deadlocked on whether the insider trading laws covered Winans' actions. [read post]
14 Apr 2009, 2:58 am
Proponents say they create jobs, attract investment, etc. [read post]
