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5 May 2014, 8:36 am by Breakstone, White & Gluck
Founded in May 1992, Breakstone, White & Gluck celebrates its 22nd anniversary this week. [read post]
27 May 2021, 8:55 pm by Matthew Gregory (UK)
On 26 May 2021, the FCA issued a statement on its website concerning its approach to regulating firms in relation to the Government’s Recovery Loan Scheme (RLS). [read post]
6 Jun 2008, 6:40 pm
Apparently our firm and our readers are not the only people thinking about the possibility of such a scenario. [read post]
12 Aug 2014, 7:00 am by Ernest Badway
Enforcement attention on activities involving the most culpable individuals and firms, and the most harm to investors may be the next phase in SEC enforcement. [read post]
16 Feb 2009, 3:27 am
On Friday I posted a series of articles about law firms in this economy. [read post]
16 Jul 2008, 3:08 pm
Last year in May Steve Matthews mooted the idea of a virtual law firm and sparked interesting comments, a couple from folks who were in such practices. [read post]
22 May 2018, 2:48 am by Sameena Hussain
On 21 May 2018, the PRA published the MiFID II Passporting Amendment Instrument 2018 (the Instrument). [read post]
16 Oct 2009, 11:51 pm
(The real story-within-the-story here may be about the apparent discrimination by a gay students' organization against its own, small minority-within-a-minority).- Garry J. [read post]
24 Dec 2009, 4:04 pm by Bill Marler
Associated Grocers of Maine, importing firm, a Gardiner, Maine, establishment, is recalling approximately 312 pounds of ham products that may be contaminated with Listeria monocytogenes, the U.S. [read post]
16 May 2018, 10:30 am by Suraj Vyas
Although Wisdom Wednesdays is taking time off for the summer, SAV Law Firm Blog may still post occasional updates of pieces throughout the summer so keep checking back or subscribe to our mailing list to stay in the know. [read post]
13 Dec 2013, 10:33 pm by Jared Correia
  In Massachusetts, flat fees may be deposited into your operating or your IOLTA account. [read post]
2 May 2022, 10:12 am by The White Law Group
If so, the securities attorneys at the White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
1 May 2020, 7:20 am by Renae Lloyd
When brokers abuse client accounts and conduct transactions that violate securities laws, the brokerage firm they are working with may be liable for investment losses. [read post]
4 Jun 2019, 10:24 am by Renae Lloyd
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
23 Mar 2020, 9:27 am by Renae Lloyd
The White Law Group continues to investigate FINRA arbitration claims involving brokerage firms who may have unsuitably recommended Hines Global REIT to investors. [read post]
3 May 2024, 8:05 am by jeffreynewmanadmin
” The SEC’s order finds that, among other things, the Respondents failed to adequately supervise and review the work of the team performing the audits and reviews; did not properly prepare and maintain audit documentation, known as “workpapers;” and failed to obtain engagement quality reviews, without which an audit firm may not issue an audit report. [read post]
22 May 2017, 10:28 am by Renae Lloyd
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]