Search for: "Financial Industry Regulatory Authority" Results 9721 - 9740 of 11,239
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3 Mar 2013, 9:30 pm by Howard Kunreuther and Mark Pauly
 This post draws on the authors’ book, with Stacey McMorrow, Insurance and Behavioral Economics: Improving Decisions in the Most Misunderstood Industry. [read post]
8 May 2019, 12:44 pm by Cynthia Marcotte Stamer
If you want addition information or assistance in reviewing or responding to these proposals, please contact the author directly. [read post]
9 May 2019, 8:06 am by Cynthia Marcotte Stamer
If you have questions or would like more information about the new Rule or other developments impacting your health plan design or administration, please contact the author directly. [read post]
25 Feb 2010, 10:57 am by admin
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
23 Aug 2011, 2:00 am by Kara OBrien
” These investors, who are referred to as Authorized Participants (APs), must enter into a contract with the ETFs and are typically large institutional investors. [read post]
11 Aug 2022, 7:14 am by Adam Segal
The first task force was concerned primarily with Chinese cyber industrial espionage and Beijing’s use of the Great Firewall to censor information and regulatory barriers to limit the competitiveness of American technology companies in the domestic economy. [read post]
17 Aug 2024, 6:36 pm
Due diligence lies at the heart of contemporary efforts to develop national and regional regulatory structures built around the legal effects of undertaking economic activity through interlinked global or at least transnational supply and production chains. [read post]
Also useful to reporting companies are the March 21 remarks by Nausicaa Delfas, Executive Director of International of the UK’s Financial Conduct Authority. [read post]
10 May 2010, 2:59 am
   In addition, the authority of local and state regulatory agencies will be usurped by the U.S. [read post]
27 Jan 2010, 7:33 pm by Kevin Funnell
  If there is a plan for the community banks, it’s not been clearly communicated and present actions make it appear to be one of surreptitiously effecting a banking industry consolidation. [read post]
7 Jul 2021, 3:58 am by Arlo Kipfer
Offshore VIEs were set up and then used to access foreign financial markets and to stash profits far from Chinese tax authorities. [read post]
4 Apr 2023, 7:27 am by Nicole Indelicato
The companies will use their combined financial strength to accelerate growth and to invest more in the frontiers of artificial intelligence in law. [read post]
12 Feb 2009, 3:12 pm
In some countries, the public regulatory authorities (such as the securities regulator) could directly initiate action against auditors and the merits of such an approach require careful consideration.- Other precautionary processes may help as well. [read post]
22 Feb 2009, 8:33 pm
In some countries, the public regulatory authorities (such as the securities regulator) could directly initiate action against auditors and the merits of such an approach require careful consideration.- Other precautionary processes may help as well. [read post]
1 Nov 2018, 10:15 pm by Bobby Chen
EPA cited lower-than-expected applications for new ISR licenses, comprehensive current regulations, and doubt as to EPA’s legal authority as its reasons for withdrawing the rule. [read post]
8 Nov 2021, 6:27 am by Kristian Soltes
While crypto still has the theoretical potential to disrupt the payments industry, for the moment that day appears to be a long way off. [read post]
8 Nov 2021, 6:27 am by Kristian Soltes
While crypto still has the theoretical potential to disrupt the payments industry, for the moment that day appears to be a long way off. [read post]
9 Jun 2023, 6:36 am by Adrian Santiago
By thoroughly understanding airplane crashes, their causes, and the factors involved, aviation authorities, industry professionals, and manufacturers can take proactive steps to prevent future incidents. [read post]