Search for: "Financial Industry Regulatory Authority" Results 9741 - 9760 of 11,239
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30 Mar 2015, 3:06 pm by Howard Knopf
Corrections are also welcome, since I’m no expert in the interpretation of bureaucratic financial and planning reports.The inclusion of the Supreme Court of Canada is a result of the  published statement of the retired Chairman of the Copyright Board (William Vancise) in 2006 shortly after his appointment:I am not at all happy with the time it takes to render a final decision. [read post]
28 Sep 2015, 12:19 pm by Rebecca Tushnet
 Syngenta also argued that it shouldn’t be liable because its products were approved for sale by regulatory agencies, but it didn’t show that those agencies “necessarily approved (or had the authority to approve) the commercialization of its products in an unreasonable manner. [read post]
12 May 2010, 1:04 pm by Berin Szoka
Esbin In the Matter of Preserving the Open Internet, Broadband Industry Practices, Barbara Esbin, Jan. 14, 2010. [read post]
28 Aug 2024, 6:53 am by Robin E. Kobayashi
This article was written by this author as a result of prior notes he utilized for a presentation at the California Society of Industrial Medicine and Surgery Conference that occurred on August 14, 2024, at the Loews Coronado Island Resort. [read post]
1 Dec 2023, 11:50 am by Cynthia Marcotte Stamer
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other legal and… [read post]
5 Apr 2023, 9:01 pm by renholding
In addition to the approximately 40,000 entities I mentioned above, we oversee credit rating agencies, the Public Company Accounting Oversight Board, the Financial Industry Regulatory Authority, the Municipal Securities Rulemaking Board, the Securities Investor Protection Corporation, and the Financial Accounting Standards Board. [read post]
11 Jan 2021, 10:21 am by Cynthia Marcotte Stamer
Stamer also has worked internationally and domestically as an advisor to business, community and government leaders on these and other legislative, regulatory and other legislative and regulatory design, drafting, interpretation and enforcement, as well as regularly advises and represents organizations on the design, administration and defense of workforce, employee benefit and compensation, safety, discipline, reengineering, regulatory and operational compliance and other… [read post]
11 Feb 2021, 1:03 pm by Cynthia Marcotte Stamer
Stamer also has worked internationally and domestically as an advisor to business, community and government leaders on these and other legislative, regulatory and other legislative and regulatory design, drafting, interpretation and enforcement, as well as regularly advises and represents organizations on the design, administration and defense of workforce, employee benefit and compensation, safety, discipline, reengineering, regulatory and operational compliance and other… [read post]
29 May 2017, 9:30 pm by James Goodwin
Instead, they have deployed the CRA as a means for advancing a distinctly partisan, often industry-driven, agenda. [read post]
28 Aug 2019, 5:18 am by Margaret Taylor
Because 5G will remain a private-sector-led initiative in the United States, the government’s role is limited largely to debating regulatory issues. [read post]
5 Jan 2011, 1:17 am by Kevin LaCroix
Widely circulated news reports have quoted FDIC officials as saying that the FDIC has authorized civil actions against more than 80 directors and officers of failed banks. [read post]
19 May 2019, 9:30 pm by Dan Ernst
  Thus, barriers to entering the motor carrier industry were far lower than the railroad industry. [read post]
29 Mar 2012, 9:35 am by Stikeman Elliott LLP
Kate DaSilva and Stanley McKeen - In January of this year the U.K. securities regulator, the Financial Services Authority (the FSA), issued Consultation Paper CP12/2 proposing amendments to rules applied by it as the UK Listing Authority to companies listed or seeking listings on the UK’s regulated stock market (the Listing Rules). [read post]
23 May 2021, 10:12 am by Kevin LaCroix
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
21 Jan 2013, 9:07 am by Cary Coglianese
” In his first term, President Obama acted as a “Legislative President,” achieving a number of stunning successes in the halls of Congress, including a massive stimulus package, gigantic health care overhaul, sweeping financial industry regulatory reform, new food safety legislation, and an end to the ban on gays in the military. [read post]
5 Sep 2018, 11:46 am by David Stanton, Wenqing Zhao
Chinese game makers and distributors have been stuck in a position of uncertainty since March, when approvals for new games ceased after the Chinese government’s shake-up of regulatory authority; approvals now appear to lie in the domain of the Communist Party’s State Administration of Press and Publications. [read post]
5 Sep 2018, 11:46 am by David Stanton, Wenqing Zhao
Chinese game makers and distributors have been stuck in a position of uncertainty since March, when approvals for new games ceased after the Chinese government’s shake-up of regulatory authority; approvals now appear to lie in the domain of the Communist Party’s State Administration of Press and Publications. [read post]
25 Oct 2015, 11:12 am by Cynthia Marcotte Stamer
Victims of Domestic Abuse About the Author Cynthia Marcotte Stamer is a practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C., a member of Stamer│Chadwick │Soefje PLLC, author, pubic speaker, management policy advocate and industry thought leader with more than years’ experience helping business and government organizations and their leaders manage. [read post]
4 Jul 2016, 10:35 am by Robert Butler and David M. Janet
Data security obligations arise from a range of sources, including particularly industry-specific federal regulations and state laws. [read post]
22 Jan 2021, 11:27 am by Abby Lemert, Eleanor Runde
” China’s state-run CCTV published a commentary calling for authorities to increase regulatory oversight of Pinduoduo and other tech companies to protect workers’ rights. [read post]