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14 Jun 2014, 6:06 am
When brokerage firms fail to inspect offices and otherwise ignore clues of investment fraud referred to as “red flags” firms fail to reasonable supervisory or implement their supervisory requirements. [read post]
23 Sep 2010, 12:29 pm
” Unlike the advice we’ve received from the Legal Tease, this character’s law degree does make her ass look fat.On the flip side of the coin, Morrow’s character is depicted as a red-sneaker-wearing, wannabe fratboy whose objections in court sound like they’re being made in front of a fellow bro or dude, as opposed to a trial judge. [read post]
24 Aug 2015, 7:15 am
With respect to FINRA’s churning allegations, the agency found that E1 Asset did not utilize exception reports or implement quantitative measures such as portfolio turnover or cost-to-equity ratios to identify red flags of excessive trading or excessive commissions. [read post]
19 Mar 2012, 1:34 pm
He stopped for a red light at Clark’s intersection with Jackson Boulevard. [read post]
19 Nov 2007, 9:34 pm
Some people have pain, redness, or swelling at the injection site. [read post]
6 Aug 2009, 7:12 am
“Medical malpractice dollars are a red herring,” Chandra said in a telephone interview. [read post]
6 Sep 2011, 3:00 am
” “As I continued examining the numbers, the problems with them began popping out as clearly as a red wagon in a field of snow. [read post]
9 Jun 2010, 12:11 pm
Warning signs of hyperthermia include: red, hot and moist or dry skin; no sweating; a strong rapid pulse or a slow weak pulse; nausea; or strange actions. [read post]
23 Jun 2010, 4:15 pm
An on-duty deputy was arrested while driving drunk on his way to an assignment because he ran a red light and caused a car accident where personal injuries were sustained by in two other people involved in the crash. [read post]
23 Nov 2009, 2:30 am
As law students all across the country prepare to barricade themselves in their respective study holes and mainline Red Bull and Coffee to keep their eyes open while rereading their commercial outlines for the 8th time, I can't help but wonder what all those playlists look like. [read post]
2 May 2012, 2:05 pm
However, too much lawyer involvement can be a red flag to the SEC. [read post]
5 Oct 2008, 5:52 am
The fact is that many newcomers to China business have trouble spotting the red flags and danger zones that indicate a deal is about to fall apart. [read post]
23 Mar 2016, 9:11 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
14 Sep 2016, 1:06 pm
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
9 Feb 2007, 6:47 am
Red Rocker just knocked Blue Bomber's block off.William of Ockham lived in extreme poverty near East Horsley of 14th-century Surrey, England. [read post]
29 Aug 2008, 12:16 pm
Pursuit of war against Iraq tore Americans apart as the U.S. divided into two opposing camps, red state from blue. [read post]
12 Nov 2008, 5:37 am
If it's easier to visualize, use a green, yellow and red-light list to separate the issues and figure out which ones needs to be followed up on. [read post]
9 Jun 2009, 9:52 am
WebMD also recommends you protect your colon health by eating 20 – 35 grams of fiber a day, drinking plenty of fluids, limiting alcohol and red meat and having colon cancer screenings after age 50 or at your doctor’s direction. [read post]
20 Mar 2012, 4:30 pm
Still according to reports that reached the police, as Sprague was approaching the red light at the intersection, he slowed down and he had no problems with his breaks. [read post]
13 Sep 2016, 6:06 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
