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9 Jun 2019, 11:56 am
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. [read post]
18 May 2015, 3:29 pm
If so, The White Law Group may be able to help you recover your losses through a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
16 Mar 2016, 2:26 pm
Brokerage firms that overlooked suitability requirements or failed to disclose the risk when recommending United Mortgage Trust to clients, may be liable for losses. [read post]
8 Dec 2015, 2:48 pm
The White Law Group is investigating the liability that brokerage firms may have for recommending certain oil and gas bonds. [read post]
22 Feb 2016, 6:19 pm
When brokerage firms overlook suitability requirements and industry regulations they may be liable for investment losses. [read post]
22 Feb 2016, 6:25 pm
When brokerage firms overlook suitability requirements and industry regulations they may be liable for investment losses. [read post]
13 Aug 2009, 5:05 pm
RSA asked Jarkoff to send it “a tar/zip file of the source code for this site, so that we may analyze it to help prevent further attacks. [read post]
25 Aug 2014, 7:52 am
Under the general venue statute, a civil action may be brought in “a judicial district in which any defendant resides. [read post]
21 May 2012, 5:30 pm
Citizenship Presumably Generated by Tax Savings – Philadelphia lawyer Jerald David August of Fox Rothschild on the firm’s Federal Taxation Developments Blog VI Supreme Court Rules Wives Are Not “Property” – St Thomas attorney Laura Nagi of BoltNagi on the firm’s Virgin Islands Law Blog No Expectation of Privacy in Emails Sent Over Employer’s Email Account, Massachusetts Court Decides – Boston lawyer Martha Zackin of Mintz Levin on… [read post]
20 Jun 2016, 4:00 am
You may want to address that. [read post]
19 May 2009, 10:35 am
Does this accreditation help your firm? [read post]
1 Apr 2013, 7:26 am
The challenged firm may no longer be economically dependent by the date for determining size, even if it was so earlier. [read post]
12 Oct 2020, 7:34 am
An area of focus should be the standards governing quality control systems at audit firms, he stated, because the high deficiency rate found in Board inspections suggests that the firms’ current approach to quality control may not be adequate.Brown suggested that the Board consider specific requirements applicable to audits of broker-dealers to address the high deficiency rate. [read post]
26 Jul 2013, 7:04 am
Our firm recently litigated a case in which another company admitted to infringing on the trade name of our client. [read post]
9 Mar 2020, 3:09 pm
Contact the expert legal team at the Pfeifer Law Firm to get the help you need. [read post]
5 Sep 2013, 10:21 am
I know what you're thinking, two short lawyers living life on the half-shell may stretch the "firm" concept, but still, we are humbled by the recognition. [read post]
30 Oct 2017, 12:06 pm
The firms do this far too often. [read post]
3 Oct 2017, 12:00 am
At its annual conference held in Washington, DC in May of this year, FINRA included a session to provide guidance for practices at FINRA member firms regarding the use of emerging technology in compliance and operations. [read post]
30 Apr 2013, 10:22 am
For example, firms may expect FINRA requiring a link to BrokerCheck on the firm’s web page, but not on social media because social media is too difficult to adequately manage. [read post]
12 Feb 2013, 12:46 pm
Anyone interested in speaking to an Austin injury lawyer may contact the firm directly at 855-579-5299. [read post]
