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7 Jun 2015, 6:00 am
On May 20, 2015, the Securities and Exchange Commission (the “SEC”) published for comment proposed amendments to Form ADV and certain rules promulgated under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). [1] The proposed amendments to Form ADV relate to Part 1A, which, although available on the SEC’s website, is not required to be delivered to clients. [read post]
5 Jun 2015, 1:21 pm
This increase reflects some long-standing investments. [read post]
5 Jun 2015, 10:00 am
ADEA Limits The ADEA applies to employment agencies, every business with more than 20 workers, federal positions, and many labor organizations. [read post]
5 Jun 2015, 7:31 am
BPE Solicitors & Anor v Gabriel, heard 20 Apr 2015. [read post]
4 Jun 2015, 6:06 am
We note that the court’s extremely negative view of the conduct of the conflict committee and its investment banker offers a blueprint for how not to conduct a conflict committee process. [read post]
3 Jun 2015, 10:03 pm
“PulseNET is a critical investment in public health and in the health of America’s families,” the groups wrote. [read post]
3 Jun 2015, 12:00 pm
What they were really doing, per the feds, was investing in a Ponzi Scheme. [read post]
3 Jun 2015, 9:11 am
ERISA section 3(21)(A)(ii) is that part of the definition of fiduciary that addresses investment advice for a fee or other compensation. [read post]
3 Jun 2015, 3:24 am
I mention all this because the latest Reg Flex Agenda is now out and it indicates that adoption of pay ratio, investment managers pay voting disclosures, hedging and crowdfunding rules won’t happen until April ’16 (the prior Reg Flex Agenda said October ’15) – with clawback rules being proposed by April ’16. [read post]
2 Jun 2015, 6:57 pm
Investment in bicycle infrastructure is a modern and intelligent move for a city to make. [read post]
2 Jun 2015, 4:02 am
Barclays PLC, along with four other investment banks, entered into a plea agreement with the DOJ on May 20, 2015, for its participation in the alleged FOREX cartel conspiracy to manipulate the price of U.S. dollars and euros exchanged in the foreign currency exchange (FX) spot market. [read post]
1 Jun 2015, 10:38 pm
The agreement shall remove over 90% of tariffs within 20 years. [read post]
1 Jun 2015, 2:12 pm
Pritchett’s refusal on cross-examination to acknowledge a distinction between a “disk protrusion” and a “large disk herniation” is not credible, and the Court does not accept Foss’ argument that Hedges’ pain is “non-specific” as a basis for finding that a SCS is unwarranted. 20. [read post]
1 Jun 2015, 12:00 pm
Institutions, private investors and those interested in alternative investments around the world will be following this story, and to assess where to invest. [read post]
31 May 2015, 4:29 pm
Bancorp Investments, Inc., May 28, 2015, Clay, E.). [read post]
31 May 2015, 4:20 pm
A TMG press release said an £8m investment in digital operations had an impact on the operating profit. [read post]
31 May 2015, 6:04 am
The Vice Chancellor was extremely critical of the conduct of the conflict committee of the general partner’s board, as well as the conduct of the committee’s investment banker. [read post]
29 May 2015, 2:42 pm
North Carolina, acting through the North Carolina Department of Transportation (NCDOT), reached a major milestone on May 20, 2015 when financial close was achieved on the I-77 Express Lanes Project – the first highway public-private partnership in the state. [read post]
29 May 2015, 7:37 am
Science tends to take us places where policy cannot follow. [read post]
29 May 2015, 7:25 am
From there, it ricocheted around the internet and beyond, making news in more than 20 countries and half a dozen languages. [read post]
