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12 Dec 2013, 11:52 am by Dan Parlow
“Compliance with this duty requires that a mutual fund manager have regard to the potential for harm to a fund from an investor seeking to employ a frequent trading market timing strategy and take reasonable steps to protect a mutual fund from such harm to the extent that a reasonably prudent person would have done in the circumstances. [read post]
30 May 2017, 12:45 pm by Tim Springer
In the event you are audited by the Internal Revenue Service, you will need to show that an expense qualifies, so keep all your receipts. [read post]
21 Feb 2017, 9:28 am by Nate Nead
If viewed through the lens of corporate finance, wouldn’t it make sense to have an investor willing to stroke a single check into a quality deal than chasing after hundreds of smaller financing events through individuals? [read post]
20 Feb 2017, 4:03 pm by Nate Nead
If viewed through the lens of corporate finance, wouldn’t it make sense to have an investor willing to stroke a single check into a quality deal than chasing after hundreds of smaller financing events through individuals? [read post]
22 Dec 2013, 7:00 am by Daniel Byman
Shiite supporters of the Assad regime have held events in Kuwait, and appear to have raised funds in the millions of dollars. [read post]
28 Nov 2018, 9:00 pm by Joanna L. Grossman and Deborah L. Brake
But the regulations they propose make clear that their concerns lie elsewhere (and what they say is not to be trusted, in any event). [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
Advisers and funds who may mistakenly kick the cybersecurity can down the road in 2023 will likely do so at their peril, primarily for two reasons. [read post]
20 Apr 2009, 6:02 am
Their brief further argued that the case was an inappropriate vehicle to review the interaction of the EEOA and NCLB requirements with respect to ELL because, in any event, “Arizona’s current funding scheme for ELL instruction does not comply with the NCLB and puts Arizona potentially at risk of losing millions of federal educational dollars. [read post]
26 Oct 2010, 7:19 pm by Mike
 Both parties are subject to a Collective Bargaining Agreement (CBA) which states that Event Productions will fund the trust on the basis of the number of reported covered hours worked. [read post]
11 May 2010, 12:19 am by Randall Reese
 In either event, payment of those funds to general unsecured creditors is conditioned upon "a release of all estate claims against" the prepetition first lien revolving and term loan lenders. [read post]
20 Jul 2015, 4:55 pm by comitz
This makes sure that the policy is not covered by ERISA in the event that you do have to file a claim. [read post]
5 Jun 2019, 10:03 am by Tom Zagorsky
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
15 Aug 2021, 11:14 pm by umbrella
This is because the caregiver isn’t mandated by law to use the funds to care for your pet. [read post]
18 Jan 2019, 2:00 am by Christopher Tyner
  Check your local news outlets for events in your area. [read post]
16 Apr 2007, 7:32 am
I’m looking for a sponsor (possibly more than one) who will fund my trip to Chicago for this awesome event. [read post]
22 Oct 2009, 11:00 am
Requirements include having written procedures for adverse event reporting. [read post]