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3 Feb 2014, 4:24 am
Interview: SEC Enforcement Director Andrew Ceresney Newly installed as the sole chief of the SEC's Division of Enforcement with the departure of former co-chief George Canellos, Andrew Ceresney recently gave this interview to the Washington Post. [read post]
19 Aug 2022, 9:37 am
According to FINRA Disciplinary actions for Aug 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrew Edenbaum Allliance Global Partners National Securities Corporation Keith Esp Vanderbilt Securities, LLC LPL Financial LLC Karl Foust Jr. [read post]
29 Dec 2020, 7:40 am
(CRD#:42150) of Montgomery, TX, McNally Financial Services Corporation (CRD#:121196) of The Woodlands, TX, and MetLife Securities Inc. [read post]
2 Feb 2023, 1:57 pm
Two of my favorite corporate law scholars are jousting over insider trading. [read post]
31 May 2019, 6:21 am
UK Shareholder Activism and Battles for Corporate Control Posted by Sam Bagot, Cleary Gottlieb Steen & Hamilton LLP, on Friday, May 24, 2019 Tags: Boards of Directors, Compliance and disclosure interpretation, Disclosure, Duty of good faith, Duty of loyalty, Fiduciary duties, Inside information, International governance, Management, Shareholder activism, UK The Corporate Form for Social Good Posted by David A. [read post]
2 Feb 2018, 6:10 am
Corporate Governance Update: Boards, Sexual Harassment, and Gender Diversity Posted by David A. [read post]
25 Jan 2019, 5:58 am
Lin (Temple University), on Friday, January 18, 2019 Tags: Corporate culture, Corporate Social Responsibility, ESG, Reputation, Social contract Public Hedge Funds Posted by Lin Sun (Singapore Management University) and Melvyn Teo (Singapore Management University), on Saturday, January 19, 2019 Tags: Agency model, Asset management, Conflicts of interest, Fund performance, Hedge funds, IPOs, Private… [read post]
26 Jul 2009, 10:38 am
(Editor’s Note: This post is by Andrew J. [read post]
11 Nov 2019, 8:21 am
Specifically, Governor Andrew Cuomo has assembled a New York Cryptocurrency Task Force”. [read post]
28 Jan 2022, 5:47 am
Stakeholder Governance and Purpose of the Corporation Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, January 21, 2022 Tags: Asset management, Boards of Directors, Corporate purpose, ESG, Institutional Investors, Long-Term value, Stakeholders, Sustainability Presidential Address: Corporate Finance and Reality Posted by John R. [read post]
27 Aug 2010, 1:59 pm
Retained asset accounts are not backed by the Federal Deposit Insurance Corporation, however - a crucial fact that creates uncertainty and added risks. [read post]
10 Oct 2006, 6:25 am
As we can see, one of the smart things that Rupert Murdoch did was give MySpace autonomy to grow their business instead of stifling them with corporate culture. [read post]
14 Jan 2008, 4:30 am
., 25 No. 15 Andrew’s Toxic Torts Litig. [read post]
19 Jun 2020, 6:20 am
Tarlowe, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Sunday, June 14, 2020 Tags: Bank loans, Bankruptcy, Banks, Debtor-creditor law, Financial regulation, Securities litigation, Securities regulation Redesigning Corporations: Incentives Matter Posted by Nicholas Benes, The Board Director Training Institute of Japan, on Monday, June 15, 2020 Tags: Benefit corporation, Corporate… [read post]
20 Mar 2007, 9:04 am
For publication opinions today (4): Richard Andrew Gordon v. [read post]
30 Jul 2008, 9:05 pm
Auction-rate securities are municipal or corporate debt securities or preferred stocks that pay interest at rates set through periodic auctions. [read post]
8 Apr 2021, 4:00 am
Campaign Finance Ohio: “Ohio Elections Complaint Seeks Campaign Spending Details from Householder-Aligned Candidate” by Andrew Tobias (Cleveland Plain Dealer) for MSN Elections Kentucky: “Democratic Governor in Deep-Red Kentucky Signs Bill to Expand Voting, Bucking National Trend” by Tim Elfrink (Washington Post) for MSN Texas: “What’s Inside Texas’s Move to Overhaul Voting Rules” by Reid Wilson for The Hill Ethics National:… [read post]
6 Jan 2020, 9:11 am
The bill, signed on December 12 by Governor Andrew Cuomo, amends New York’s LLC Law which previously only extended individual liability for unpaid wages to owners of domestic LLCs (text available here). [read post]
24 Jun 2016, 4:00 am
Andrews Country Club in Boca Raton, partner Ellen M. [read post]
24 Sep 2008, 7:25 pm
Instead of structuring the deal as an asset purchase, Iman's attorney, Andrew Sayegh, negotiated a stock purchase, which obligated Baccash to "assume [Peggy Peter's] trade debt and a bank loan guaranteed by the prior owner. [read post]
