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9 Apr 2014, 4:10 am by Broc Romanek
Here are some of the latest entries: - Political Contributions By the S&P 500: Stats - Court: Form 8-K Is Not Exclusive Source of Disclosure Obligations - SEC Drops Nearly 20% of Probes Against Individuals After Wells Notices - FINRA Proposes Changes to Corporate Financing Rules - Canada Proposes Broad Governance Reform - Audit Committee Survey: Disclosure, Risk Oversight and Other Issues - Broc Romanek [read post]
19 May 2015, 3:42 am by Broc Romanek
Here are some of the latest entries: – Study: Data Breach Preparedness – Survey: Current (& Future) State of Compliance – Spencer Stuart Addresses Board “Refreshment” – Avoiding & Managing Boardroom Disputes – Using COSO to Assess & Manage Cyber Risks – Broc Romanek [read post]
27 Dec 2018, 3:43 am by Broc Romanek
The review includes key findings, messages for auditors and audit committees and enhancements to achieve more effective reviews… Last week, the PCAOB also adopted a new standard to enhance the requirements that apply when auditing accounting estimates, including fair value measurements… – Broc Romanek [read post]
21 Dec 2016, 3:20 am by Broc Romanek
This WSJ article says more of these cases to come… – Broc Romanek [read post]
24 Feb 2012, 4:49 am by Broc Romanek
- Punitive Bill Proposes Giant Step Backwards On Capital Formation - LLC Manager Liability to Minority Members - 7th Circuit Ruling Expands Rights of Whistleblowers to RICO - Delaware Weighs In: Indemnification and Advancement of Expenses - Broc Romanek [read post]
2 Jul 2014, 4:05 am by Broc Romanek
Here are pics with some of the wonderful new people that I met: Lauren Gojkovich of Goldman Sachs: Aaron Briggs of General Electric: Charles Rivers’ Matt Daniel & Paul Weiss’ Frances Mi: Mary Francis of Chevron: Judy McLevey, who just left the NYSE: Intelligize’s Chris Walunas & Joanne Ferrara: Wendy Fried of Addison: Sara Brown of Ingersoll Rand: Damien de Bruijn of Addison: And I can’t help adding one with long-time friend Ginny Fogg of Norfolk Southern: -… [read post]