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11 Sep 2012, 4:54 am by Broc Romanek
The Second Deal Cube Tourney: Round One; 10th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - TNT to Implode Dunes Casino - Sonic Care Toothbrush - Pink Panther Gumby Holding Globe - Curved Online Surveys & Market Research - Broc Romanek [read post]
20 Feb 2014, 4:43 am by Broc Romanek
Here are some of the latest entries: - Majority Support Prompts Verizon Bylaw on Proxy Access - How to Update D&O Questionnaires for "Bad Actors" - New Defensive Tactic Leads to Negative Recommendations for Director Elections - 2014 Proxy Season Checklists - Group of 70 Investors Pressure Companies to Assess Climate Change - Survey: Directors Split on Governance Engagement - Broc Romanek [read post]
9 Apr 2014, 4:10 am by Broc Romanek
Here are some of the latest entries: - Political Contributions By the S&P 500: Stats - Court: Form 8-K Is Not Exclusive Source of Disclosure Obligations - SEC Drops Nearly 20% of Probes Against Individuals After Wells Notices - FINRA Proposes Changes to Corporate Financing Rules - Canada Proposes Broad Governance Reform - Audit Committee Survey: Disclosure, Risk Oversight and Other Issues - Broc Romanek [read post]
10 Jan 2013, 4:15 am by Broc Romanek
- Delaware Court Addresses Caremark, Race to the Courthouse - Survey: Boards on Auditor Rotation, Proxy Advisory Firms & More - A Comprehensive Survey of ESG Studies - Broc Romanek [read post]
17 Jan 2013, 4:20 am by Broc Romanek
- Sample: Audit Committee Evaluation of Auditor (& It's PCAOB Inspection) - Broc Romanek [read post]
4 Oct 2019, 3:19 am by Broc Romanek
– Proxy Voting: Impact of Mutual Fund Board Connections – Uncontested Director Elections: Impact of Negative ISS Recommendations – Proxy Plumbing: Recommendations From SEC’s “Investor” Subcommittee – Shareholder Engagement: A UK Study of Investor Trends – Broc Romanek [read post]
12 Oct 2015, 5:22 am by Broc Romanek
” I guess that caption is tongue-in-cheek… – Broc Romanek [read post]
13 Oct 2017, 3:27 am by Broc Romanek
Now with the SEC creating a similar “Cyber” unit, John Reed Stark shared this great pic of his former office on LinkedIn: – Broc Romanek [read post]
23 Feb 2018, 3:41 am by Broc Romanek
Speaking of Item 16 of Form 10-K, Keith Bishop covers an interesting topic in this blog – did the SEC go to “final” for it’s Item 16 rulemaking already… – Broc Romanek [read post]