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15 Dec 2017, 9:24 am
View FSB, Basel Committee, CPMI and IOSCO launch surveys on incentives to centrally clear OTS derivatives trades, 14 December 2017 [read post]
11 Apr 2018, 12:10 pm
Risks of Exchange Traded Notes An exchange-traded note (ETN) is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. [read post]
5 Jun 2023, 10:30 pm
The content also addresses key questions on oversight and supervision, advertising, marketing, usury, fraud, and unfair and deceptive trade practices. [read post]
6 Feb 2008, 4:31 am
Jérôme Kerviel, the employee the French bank Société Générale has accused of trading losses that cost it more than $7 billion, emerged in public Tuesday to say that he would not be made the bank's scapegoat. [read post]
21 Oct 2022, 3:18 am
On 20 October 2022, the European Banking Authority (EBA) published a new set of guidelines and two final draft Regulatory Technical Standards (RTS) specifying technical aspects of the revised framework capturing interest rate risks for banking book (IRRBB) positions. [read post]
15 Jul 2021, 8:55 pm
The proposals in CP21/22 will be of interest to financial counterparties, like investment firms and banks, and non-financial counterparties that are or could become subject to the derivatives trading obligation (DTO). [read post]
24 Feb 2012, 8:02 pm
I think that prop trading has often been highly profitable for banks, but she may be on to something if it is small potatoes. [read post]
29 Jun 2018, 10:10 am
In such a case, we are not sure how FINRA will view a platform which facilitates the trading of restricted instruments. [read post]
29 May 2020, 6:10 am
As such, entities that do not hold a banking licence will often settle trades by way of funded participation (or similar fronting structure) if there are ongoing funding requirements to a German borrower (i.e. an unfunded term loan or a revolving credit facility). [read post]
12 Oct 2011, 10:37 am
They denied me (and others) without any notice at their next board meeting (after making me resend the damn thing because I needed a special medallion signature stamp from my bank!). [read post]
12 Nov 2010, 7:26 am
She has reviewed over 120 bilateral trading arrangements for the Asian Development Bank. [read post]
19 Feb 2018, 4:00 am
The EU estimates that half of the overall GDP gains it expects to receive from the deal will come from liberalizing the trade in services, including in the banking sector. [read post]
15 Jul 2020, 12:53 am
The ECB warns that banks that have failed to hire staff with sufficient seniority and skills’, neglected to make necessary transfers of material assets, or unduly split trading desks across multiple legal entities, will not be considered as complying with its requirements. [read post]
18 Jun 2010, 7:31 am
Now, Bloomberg News reported June 7, Bank of America has settled a lawsuit brought by the Federal Trade Commission alleging more wrongdoing by Countrywide -- charging inflated and illegal fees to homeowners who went into default. [read post]
4 Feb 2020, 3:00 pm
The rule that the late Paul Volker wanted to impose on banks was to stop them from engaging in proprietary trading. [read post]
25 Feb 2019, 8:17 am
The Bank of England (BoE) and the Commodity Futures Trading Commission (CFTC) are in the process of updating, in connection with the UK’s forthcoming recognition of CFTC-registered central counterparties (CCPs), their Memorandum of Understanding (MoU) covering clearing activity. [read post]
13 Apr 2023, 10:19 am
He reportedly claimed he had developed a successful strategy for trading altcoin, or digital currencies, and had earned returns for his clients of more than 100% over a three-month period, according to the indictment. [read post]
6 Jul 2022, 1:00 am
BANKING LICENCE REQUIREMENTS No banking licence is required for foreign parties making commercial loans to borrowers in Switzerland. [read post]
9 Jan 2007, 1:28 pm
Trading in ICBC, as well as the stock of two other major Chinese banks that went public in the last year or so (Bank of China and China Construction Bank) has been going great guns on the Hang Seng, Hong Kong's stock market. [read post]
8 Dec 2015, 12:56 pm
The General License permits banking and other services incident to authorized trade, including insurance. [read post]
