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5 Nov 2009, 11:10 am
House Financial Services Committee Passes Legislation Reforming SEC, PCAOB and SIPC OversightThe House Financial Services Committee has passed legislation reforming the SEC to strengthen its powers, better protect investors, and efficiently and effectively regulate the securities markets. [read post]
9 Nov 2013, 6:07 am
The FDIC’s Letter is also a timely reminder that the D&O insurance market is in constant flux and that—in addition to seeking advice from insurance brokers—directors should consider seeking advice from experienced coverage counsel to gain a better understanding of the potential impact of restrictive provisions in proposed policies. [read post]
19 Aug 2012, 11:56 am
In n order to enable it to perform its duties, the internal auditing function has to be granted full and unlimited right to information at all times. [read post]
10 Aug 2018, 7:04 am
HM Treasury intends to lay the first financial services onshoring SIs in the near future, the first providing a temporary permission regime and delegating authority to cure deficiencies to UK financial services regulators. [read post]
16 Nov 2011, 1:23 pm
" More than half of survey respondents explained that they were not financially prepared at the time that they lost their spouse. [read post]
9 Jul 2012, 8:00 am
Many will return home — medals won or lost — to face great financial challenges. [read post]
27 Nov 2017, 4:05 pm
” Continue reading The post SEC Files Civil Charges Against Singer Financial Corp. appeared first on Investor Lawyers Blog. [read post]
9 Mar 2016, 1:32 am
It is never easy trying to get yourself free of a financial burden that has built over time but seeking the help of a qualified bankruptcy attorney in Houston, TX can ensure that you get the answers to your questions that you need. [read post]
25 Dec 2022, 9:03 pm
In a letter to the Financial Times, he argues that scaling down or removing the ringfencing regime would be detrimental to growth and cause a repeat of the 2008 crisis. [read post]
4 Jul 2008, 1:59 pm
It's that time again. [read post]
5 Jun 2009, 6:45 am
The only time a significant US derivatives market has been “deregulated” was during the eight years following passage of the Commodities Futures Modernization Act of 2000, which deregulated over-the-counter financial derivatives. [read post]
19 May 2008, 5:18 am
For some time the target was hedge funds. [read post]
18 Jan 2011, 7:55 am
Our Massachusetts bankruptcy clients often ask how to get their financial house in order. [read post]
17 Dec 2019, 9:35 am
While it is natural to not always be financially in sync throughout the course of a marriage, if the money goals a coupe shares are consistently clashing and a compromise is not in sight, this tension tends to build up over time. [read post]
20 Mar 2018, 3:15 am
At the time of her termination, Sally was 59. [read post]
20 Mar 2018, 3:15 am
At the time of her termination, Sally was 59. [read post]
26 Jun 2017, 5:00 pm
The 17% who name healthcare costs as their family’s most pressing financial problem is up seven percentage points since 2013 and is just two points shy of the all-time high of 19% recorded in 2007…” [read post]
1 Jan 2016, 8:00 am
Fake Debt Collectors: This caller says you have an unpaid debt, threatening jail time if you don’t pay a fee. [read post]
30 Apr 2008, 1:18 am
” Full story The Times, 30th April 2008 Source: www.timesonline.co.uk [read post]
7 Nov 2022, 5:15 am
Perhaps you are going through cancer treatment and want to be sure your bills are paid on time, including in cases where you may be too ill to handle financial issues. [read post]