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15 Jun 2009, 8:48 pm
For example, in 1996, Congress passed the National Securities Markets Improvement Act (NSMIA), which dramatically curtailed the authority of our members to regulate many aspects of the securities markets, ranging from private offerings under Regulation D to investment advisers with over $25 million in assets under management. [read post]
21 Oct 2022, 11:18 am
The post Ex-Congressman Alan Grayson Loses Libel Claim Before Eleventh Circuit appeared first on Reason.com. [read post]
6 May 2022, 7:30 am
Tata Steel was reported to be the largest Indian importer of Russian coal in the first quarter of the year. [read post]
11 Jun 2021, 9:20 am
Her comments expose a split at the top of the SEC just as Gary Gensler, its chair, spearheads an effort to bring the fast-growing cryptocurrency market more in line with other types of financial assets. [read post]
28 Aug 2024, 10:56 am
QZ Asset Management Limited is a China-based investment advisory. [read post]
2 Aug 2011, 3:06 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
1 Jan 2022, 8:20 am
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
3 May 2021, 9:35 am
” The Offering is being made through a syndicate of underwriters led by BMO Capital Markets and Canaccord Genuity Corp, as co-lead underwriters and joint bookrunners, and CIBC Capital Markets, National Bank Financial Inc., RBC Dominion Securities Inc. and Scotiabank (collectively, the “Underwriters”). [read post]
13 Jun 2018, 9:37 am
In 2015, five global financial institutions pled guilty to charges that they conspired to manipulate currency prices in the foreign exchange market.[3] These banks paid a total of nearly $9 billion in fines to a long list of U.S. and foreign government agencies, including the Justice Department; the Federal Reserve; the Comptroller of the Currency; the New York State Department of Financial Services; the Commodity Futures Trading Commission; the United Kingdom’s… [read post]
21 Aug 2012, 5:15 pm
The Ervins owned and managed Southern Realty, a property management company in Dothan, Alabama. [read post]
21 Mar 2016, 6:43 am
The seminal case was CBS Inc. v. [read post]
20 Sep 2014, 1:06 pm
First, was the idea that the nature of regulation has been changing, from one based on commands and prohibitions, or one based on risk management and allocation for certain conduct, to one based on the seamless management of behavior centered on specific groups of human activities―financial markets, labor-management relations, product safety, activities that might affect environmental conditions, and the like. [read post]
18 Feb 2012, 5:15 am
If managers today can structure their organization so that the controversial work is done by contractors, then those contractors will be permitted to retaliate according to the two judges who wrote this opinion. [read post]
13 Dec 2020, 3:25 am
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal Data 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
12 Nov 2007, 8:31 pm
Washington Mutual Inc. [read post]
11 May 2011, 6:51 am
The Chapter 11 case in Texas is In re Vitro Asset Corp., 11-32600, U.S. [read post]
25 Jun 2020, 8:00 am
Every day, new digital currencies are being created, and the world grows more comfortable with the idea of digital assets. [read post]
1 Oct 2021, 8:52 am
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
4 Oct 2011, 7:21 am
One example: condominium lender Corus Bank, a unit of Corus Bankshares Inc. that failed in 2009. [read post]
18 May 2009, 5:24 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: China and UK to fast track green patent applications, according to British IP minister (IAM) (IPKat) (Intellectual Property Watch) Golan case may put US in violation of international copyright treaties (Intellectual Property Watch) Taylor Wessing releases Global IP Index 2009 (IP Think Tank) (Managing Intellectual Property) (IP… [read post]
