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9 Mar 2010, 5:54 pm
Contrast this, however, with the March 9, 2010 speech by CFTC Chair Gary Gensler on CDS regulatory reform. [read post]
22 May 2012, 12:19 pm
CFTC Chair Gary Gensler noted that, while the agencies are making real progress on the global harmonization of derivatives regulation, there will be differences. [read post]
23 Dec 2021, 4:20 am
Towards the end of 2021, we saw the regulatory engines fire up at the SEC under the leadership of SEC Chair Gary Gensler, which has exposed just the tip of the iceberg of a broad and aggressive regulatory agenda. [read post]
2 Jul 2023, 6:30 am
Describing the new agenda, SEC Chair Gary Gensler observed that “[t]echnology, markets, and business models constantly change. [read post]
10 Jan 2024, 9:02 pm
In a letter to the SEC Chair Gary Gensler, the UK politicians are expressing their opposition to the Initial Public Offering (IPO) sought by JBS S.A. [read post]
27 Jan 2023, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Tuesday, January 24, 2023 Tags: Board of Directors, Corporate governance, Elon Musk, Shareholder activism, shareholder advocacy, Twitter ISS Updates Frequently Asked Questions for Equity Compensation Plans, Peer Group Selection and Compensation Policies Posted by Shaun Bisman and Jared Sorhaindo, Compensation Advisory Partners, on Wednesday, January 25, 2023 Tags: CARES Act, CEOs, EPSC, ISS, Proxy voting, S&P Dow Jones SEC… [read post]
5 Feb 2010, 5:00 am
Earlier this week, Commodity Futures Trading Commission Chairman Gary Gensler clarified that no matter what you might have assumed back in 1983, Billy Ray Valentine (Eddie Murphy) and Louis Winthorpe III (Dan Aykroyd) did not commit insider trading when they made millions trading on orange juice futures in the movie Trading Places. [read post]
3 Oct 2022, 7:52 am
But in June of 2022, the current SEC chairman, Gary Gensler, said that Bitcoin was the only cryptocurrency he was comfortable calling a commodity. [read post]
24 Jun 2021, 11:06 am
Gary Gensler, Chair of the Securities and Exchange Commission (SEC), will be delivering keynote remarks. [read post]
7 Jun 2021, 3:30 am
Here’s an excerpt: The sudden firing followed mounting pressure from [Senators] Warren, Sanders and several left-leaning groups who in recent weeks called on SEC Chair Gary Gensler to replace the entire board leading the PCAOB. [read post]
19 Jul 2011, 8:03 am
He urged people to ask SEC Chair Mary Schapiro and CFTC Chair Gary Gensler if their agencies have been weakened because of a Commission structure.Senator Shelby said that the key issue is making the Bureau accountable and not to hinder consumer protection efforts. [read post]
13 Jan 2012, 8:42 am
Heading into 2012, regulators will have some catching up to do, though many regulators, namely Securities and Exchange Commission (SEC) Chair Mary Schapiro and Commodity Futures Trading Commission Chair Gary Gensler, have repeatedly emphasized that they are more focused on “getting the rules right” than they are on meeting deadlines. [read post]
31 Mar 2022, 3:30 am
The SEC is pitching the proposal as a way to level the playing field between SPACs & traditional IPOs, which SEC Chair Gary Gensler emphasized in his statement on the proposal. [read post]
2 Jun 2021, 1:08 pm
In April, Gary Gensler was confirmed as the Chair of the SEC. [read post]
16 Nov 2021, 4:22 pm
However, despite the requirements already imposed, SEC Chairman Gary Gensler and others believe that Rule 10b5 still contains several loopholes. [read post]
25 Jun 2021, 5:03 pm
While SEC Chairman Gary Gensler continues to push for a multi-agency approach, the case against Ripple means that in the short term Federal agencies will favor the “enforcement over regulation approach,” and approach that brings little clarity. [read post]
2 Sep 2021, 3:30 am
That’s because in a speech delivered yesterday, SEC Chair Gary Gensler reiterated previous comments to the effect that the Staff is “developing a proposal for the Commission’s consideration on cybersecurity risk governance, which could address issues such as cyber hygiene and incident reporting. [read post]
24 Sep 2021, 1:05 pm
In a press release announcing that milestone, SEC Chair Gary Gensler stated: “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
7 Jul 2021, 12:31 pm
Gary Gensler, Chair of the U.S. [read post]
22 Jan 2023, 6:30 am
To address these concerns, the SEC issued a proposal about a year ago consistent with prior statements made by SEC Chair Gary Gensler, as well as recommendations made to the SEC by the Investor Advisory Committee, with respect to 10b5-1 Plans. [1] The proposal included new conditions to the availability of the Rule 10b5-1 affirmative defense, such as cooling-off periods between adoption of a 10b5-1 Plan and the first trade thereunder, limitations on multiple overlapping 10b5-1… [read post]
