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4 Jan 2019, 2:32 am
These uncertainties are centred around ‘in flight’ technical standards; and ‘in flight’ legislation outside the purview of HM Treasury. [read post]
3 Jan 2019, 1:15 am
On 21 December 2018, HM Treasury published a draft of the Financial Service Contracts (Transitional and Saving Provision) (EU Exit) (No 2) Regulations. [read post]
3 Jan 2019, 1:14 am
On 21 December 2018, HM Treasury published a draft version of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019. [read post]
Draft Financial Conglomerates and Other Financial Groups (Amendments etc) (EU Exit) Regulations 2019
3 Jan 2019, 1:13 am
On 21 December 2019, HM Treasury published a draft of the Financial Conglomerates and Other Financial Groups (Amendments etc) (EU Exit) Regulations 2019. [read post]
21 Dec 2018, 4:30 am
On 19 December 2018, HM Treasury published a draft of The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019, together with explanatory information. [read post]
21 Dec 2018, 4:28 am
On 19 December 2018, HM Treasury published a draft of The Securitisation (Amendment) (EU Exit) Regulations 2019 together with explanatory information. [read post]
20 Dec 2018, 5:37 am
Hm. [read post]
20 Dec 2018, 2:00 am
In PS18/25 the FCA sets out final rules, near final rules and guidance dealing with: the authorisation and supervision of third party verifiers; third party verifier fees – £1,500 application fee; £250 periodic fee; amendments to the Investment Funds sourcebook and the Collective Investment Schemes sourcebook that cover the obligations of alternative investment fund managers and managers of UCITS investing in securitisations; amendments to part of the Prudential sourcebook for… [read post]
18 Dec 2018, 3:54 am
In addition, HM Treasury has published a draft of The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 together with an explanatory memorandum . [read post]
16 Dec 2018, 4:04 pm
Last Week in the Courts On 13 December 2018 Master Giddens gave an ex tempore judgment in the slander claim of Kenny v Commissioners for HM Revenue and Customs. [read post]
13 Dec 2018, 2:42 am
On 12 December 2018, HM Treasury published a draft version of The Law Applicable to Contractual Obligations and Non-Contractual Obligations (Amendment etc.) [read post]
13 Dec 2018, 2:32 am
This effectively transfers to HM Treasury an existing power in the MCD for the European Commission to make such changes HM Treasury intends to lay the draft SI before Parliament before the UK leaves the EU. [read post]
13 Dec 2018, 2:31 am
On 12 December 2018, HM Treasury published a draft version of the Financial Services (Distance Marketing) (Amendment and Savings Provisions) (EU Exit) Regulations 2019 (the draft SI). [read post]
12 Dec 2018, 7:00 am
We will continue to work closely with the CMA, HM Treasury and The Pensions Regulator to implement the CMA’s remedy package and take forward the recommendations in its report ’ [read post]
10 Dec 2018, 4:27 am
On 7 December 2018, HM Treasury published an updated draft of the Collective Investment Scheme (Amendment etc) (EU Exit) Regulations 2018 together with explanatory information. [read post]
9 Dec 2018, 4:12 pm
The Blog considered the ongoing case of Strike 3 Holdings in its efforts to subpoena the identity of an ISP holder in order to serve a claim against hm. [read post]
7 Dec 2018, 5:00 am
I cannot imagine mine is the only household where Christmas “games” include a “guess HM’s first word” competition! [read post]
5 Dec 2018, 7:27 am
In recent weeks you would have noticed numerous blogs describing statutory instruments that HM Treasury has been publishing in the event of a no-deal Brexit scenario. [read post]
4 Dec 2018, 7:10 am
HM Treasury has made transitional provisions for such actions in The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018. [read post]
3 Dec 2018, 7:13 am
Uncertainties are considered in relation to: references to other legislation; the new regimes for temporary recognition of funds and collective investment schemes; arrangements for delegation by alternative investment fund managers; the restriction on the promotion of sub-funds; and the transfer of functions to HM Treasury. [read post]
