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28 Feb 2007, 2:48 pm
The individuals charged include an institutional client manager in the equity research department UBS AG’s securities unit, registered representatives in the securities businesses of Bear Stearns and Bank of America and several hedge fund employees. [read post]
10 Feb 2012, 5:05 am
Concluded: Two former Bear Stearns hedge fund managers have reached a deal with the U.S. [read post]
3 Sep 2009, 9:24 am
Investors, including ordinary citizens, hedge funds, charities, famous names in the entertainment world and others, lost more than $65 billion to Madoff's scheme. [read post]
29 Nov 2012, 10:30 pm
See related RegBlog Post.The SEC brought charges against CR Intrinsic Investors hedge fund over alleged involvement in a $276 million insider trading scheme.The Food and Drug Administration (FDA) engaged in review of energy drinks.The Federal Trade Commission (FTC) filed an amicus brief in an antitrust action against Warner Chilcott over alleged “product hopping,” where brand-name pharmaceutical companies make minor changes to a patented drug in an attempt to… [read post]
9 Nov 2010, 10:54 pm
Attorney Thomas G.A. [read post]
2 Jul 2008, 11:40 am
In fact, Israel, the hedge-fund-CEO-turned-felon-turned- fugitive who disappeared on the day he was to report to prison for a 20-year sentence, apparently got no further than the next state. [read post]
10 Jan 2012, 9:07 pm
Now, in 2011, with the company owned by a combination of hedge funds and private equity firms, there is hope that the bankruptcy is more strategic and that the process of renegotiating the union contracts and adjusting the other debt will be a quick one. [read post]
16 Mar 2007, 1:59 am
Schonfeld, who oversees nearly 400 enforcement attorneys, accountants, investigators and compliance examiners as director of the New York regional office of the SEC, discusses what it is like to run the SEC's outpost in the nation's financial capital, some of its most significant recent and pending cases, and the effect the proliferation of hedge funds has had on the operations of the office.Employee BenefitsThursday, March 15, 2007By Howard Pianko Howard… [read post]
15 Sep 2020, 8:58 am
Kalos Financial offers a variety or alternative assets, including Non-Traded REITs; Private Placement (Reg D) Offerings; Managed Futures; Business Development Companies (BDCs) and Hedge Funds amongst other investments. [read post]
23 Jul 2018, 9:07 am
These products can range from insurance to shares in a hedge fund or startup company. [read post]
12 Oct 2018, 2:58 am
” [William Kovacic and David Hyman, Cato Regulation magazine] The conflict minerals law fiasco: “between 2010 and 2012, the monthly incidence of battles, looting and violence against civilians strongly increased in the mining areas targeted by Dodd-Frank” [Nik Stoop, Marijke Verpoorten and Peter van der Windt, Washington Post “Monkey Cage”, Dominic Parker, PERC (summarizing two recent studies), my earlier] “Return of Bill Lerach: Disbarred attorney… [read post]
17 Aug 2017, 5:54 am
This process has created a cottage industry of “appraisal arbitrage,” in which hedge funds purchase shares in hopes of securing a higher price for those shares through appraisal. [read post]
8 Jan 2010, 10:03 am
Sheriff's Battle Against Judiciary Dec 22, 2009, 07:51 am CST Constitutional Law Convicted for Being Naked in Own Home, Man Complains of 'Living in a Fishbowl' Dec 18, 2009, 07:21 pm CST Entertainment & Sports Law Story of Tiger Woods' Parking Lot Liaison Reportedly Killed with Law Firm's Help Dec 18, 2009, 01:55 pm CST Plus: Setting Stage for 'Lawyer's Dream' Divorce, Tiger Woods' Wife Retains Attorney Sorrell Trope Tort Law … [read post]
31 May 2016, 7:03 am
McIntosh is a consulting attorney at Wachtell, Lipton, Rosen & Katz. [read post]
17 Nov 2017, 11:59 am
In a hasty moment, he said that Puerto Rico’s $74 billion in debt would have to be wiped out and written off by Wall Street and hedge funds holding the paper. [read post]
24 Feb 2010, 9:46 am
Russel Bernard was a fund manager at Oaktree, a real estate investment hedge fund. [read post]
24 Aug 2012, 10:53 am
The emails indicated that JPMorgan had provided a $105 million line of credit to the hedge fund that it used to facilitate its late trading in mutual funds. [read post]
28 Sep 2010, 7:06 am
Four years ago, Mathur was indicted on 18 counts of mail fraud and two counts of wire fraud in connection with the operation of his hedge fund, Entrust Capital Management. [read post]
26 Oct 2014, 7:08 pm
Municipal advisors generally include firms (including hedge fund managers and other asset managers) who provide advice to state and local governments and other borrowers involved in the issuance of municipal securities. [read post]
18 Mar 2017, 3:55 am
In one case, a former hedge fund manager was sentenced to 11 years in prison for 14 counts of insider trading. [read post]
