Search for: "Hedge Fund Lawyer"
Results 961 - 980
of 1,831
Sort by Relevance
|
Sort by Date
17 Jun 2011, 7:18 am
And when he says that the Wall Street crash had little effect on him financially because he “hedged by investing in a gold fund”, doesn’t that sound a little out of touch with us regular Americans? [read post]
16 Jun 2011, 1:24 pm
Banks, hedge funds, and other firms are investing millions into others’ suits in the hopes of getting a sizable return if the borrowers score a favorable settlement or verdict. [read post]
15 Jun 2011, 7:29 am
Merrill created the so-called Norma CDO for Illinois hedge fund Magnetar, and the SEC is looking at whether Merrill told buyers of the CDO that Magnetar helped select the assets included in the CDO and that the hedge fund bet against those same assets, according to the FT. [read post]
14 Jun 2011, 2:55 pm
Under questioning from Jiau’s lawyer, Pflaum, who has pleaded guilty to criminal charges and is cooperating with prosecutors, said he destroyed documents after speaking with Samir Barai, the hedge fund’s founder. [read post]
13 Jun 2011, 7:37 pm
Not just in court, but as the original financier, then working for the hedge fund to analyze the case, then watching over the hedge fund’s agreement with the client. [read post]
13 Jun 2011, 5:49 pm
Zvi Goffer a/k/a Octopussy was convicted Monday in a New York Federal courtroom of security fraud crimes arising from his activities in the Galleon Hedge Fund. [read post]
13 Jun 2011, 5:44 pm
[Little via OL] Warms the cockles of my heart: layperson hipster successfully battles hedge-fund conflict of interest in bankruptcy hearing. [read post]
13 Jun 2011, 10:57 am
Plaintiffs alleged that Janus maintained secret agreements allowing certain hedge funds to engage in market-timing transactions, a practice in which sophisticated short-term traders can exploit inefficiencies in the pricing of a fund’s shares, according to WSJ. [read post]
11 Jun 2011, 10:50 am
Quellos was considered one of the world’s largest managers of mutual funds made up of hedge funds: the funds portion of the company was sold to BlackRock in 2007 for $1.7 billion (BlackRock was not part of the investigation). [read post]
10 Jun 2011, 5:05 pm
” Bacon v Automattic Inc and Wikimedia Foundation Louis Bacon, an American billionaire hedge fund manager, has made two applications recently for Norwich Pharmacal relief. [read post]
10 Jun 2011, 1:32 pm
According to the complaint, the funds’ prospectuses created the misleading impression that the firm and advisor would implement measures to curb market timing in the fund when in fact, “secret arrangements with several hedge funds” allowed market timing transactions. [read post]
9 Jun 2011, 5:32 pm
Murphy Secretary June 8, 2011 **** Bart Mallon is an attorney with a practice focused on hedge funds and investment adviser registration. [read post]
9 Jun 2011, 5:00 am
In the current enforcement environment, which includes the aftermath of the financial crisis and numerous recent probes involving insider trading, it is important for investment bankers, hedge fund executives, lawyers, analysts, and others in the mergers and acquisitions and hedge fund industries to understand that their performance is ever more scrutinized by the SEC and other government agencies. [read post]
8 Jun 2011, 11:43 am
I'll be sticking with my index funds and ETFs. [read post]
31 May 2011, 8:35 am
Factoring companies, funded by hedge funds, are going to bury us in advertising, lobbying funds, internet marketing, etc, because they are consumer directed where our profession is geared toward niche marketing. [read post]
31 May 2011, 8:35 am
Factoring companies, funded by hedge funds, are going to bury us in advertising, lobbying funds, internet marketing, etc, because they are consumer directed where our profession is geared toward niche marketing. [read post]
26 May 2011, 6:54 am
Also, as with litigation finance, hedge-fund-type firms employing legal experts as well as financial analysts and forensic accountants could bundle legal information with trading. [read post]
25 May 2011, 12:14 pm
Once-prominent hedge-fund manager Raj Rajaratnam’s lawyers took another shot Wednesday at asking a judge to set aside his conviction on all counts in his insider-trading. [read post]
20 May 2011, 8:06 am
California Extends IA Exemption for Hedge Fund Managers in Hedge Fund Law Blog California currently has an exemption from the registration requirements for certain fund managers with more than $25M of AUM (Rule 260.204.9). [read post]
16 May 2011, 5:42 am
Plus who will take charge of an appeal for hedge fund billionaire Raj Rajaratnam on insider-trading charges? [read post]
