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12 Dec 2014, 6:35 am
I am not quite sure when a $250,000 account became a small account, but Merrill Lynch told its brokers on Wednesday that it is eliminating pay for servicing clients with less than $250,000Now, if you are a client at Merrill, with an account worth "only" $250,000, are you going to stay with Merrill? [read post]
9 Dec 2014, 12:43 pm
In re Merrill Lynch Trust Co. [read post]
8 Dec 2014, 5:00 am
He has also worked in investment banking for Lehman Brothers and Merrill Lynch. [read post]
5 Dec 2014, 3:53 am
(Options Backdating) (2009) $115 million AIG (2002 lawsuit) (2008) $110 million El Paso-Kinder Morgan (merger related) (2012) $62.5 million Bank of America (Merrill Lynch Acquisition) (2012) I suspect strongly that there have been settlements with values between the $62.5 Bank of America settlement and the $110 million El Paso-Kinder Morgan settlement. [read post]
4 Dec 2014, 10:27 am
According to his FINRA Broker Check Report, Mulder was registered with Merrill Lynch from September 1997 through May 2012. [read post]
3 Dec 2014, 3:33 pm
Counsel also noted that Merrill Lynch would be subject to the bad actor disqualification as BAS’s successor by merger, even though the SEC did not allege that Merrill Lynch engaged in any of the misconduct. [read post]
2 Dec 2014, 5:10 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., 68 Cal. [read post]
21 Nov 2014, 11:51 am
On November 17, Bank of America and Merrill Lynch settled securities claims brought by the FDIC related to RMBS sold to United Western Bank. [read post]
18 Nov 2014, 6:37 am
Markoski’ entered the financial industry in the early 1970’s and until 1991, Markoski worked for Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
16 Nov 2014, 7:37 am
Bashaw started his career with Merrill Lynch, Pierce Fenner & Smith, Inc. and worked there for about two years and four months. [read post]
23 Oct 2014, 4:18 am
Merrill Lynch recommends an investment strategy to its clients based on the growing economic clout of plutocrats, Singapore Airlines is now selling $18,400 first class cabin tickets, and observers think Apple is going to start selling a $10,000 watch. [read post]
21 Oct 2014, 3:49 am
Merrill Lynch, Edward Jones, Large Hotel Man, And Double Charges For A Few Glasses Of WineOctober 24, 2014Voices were raised, a waitress was upset, and large man with hotel bar intervened. [read post]
14 Oct 2014, 11:24 am
The plaintiffs alleged Merrill Lynch committed fraud in its sale of more than $210 million of RMBS. [read post]
14 Oct 2014, 6:29 am
Pierce, Fenner & Smith Incorporated (Merrill Lynch). [read post]
9 Oct 2014, 8:21 am
District Court for the Northern District of Texas granted a motion to dismiss plaintiff Town North Bank’s amended complaint against UBS, Morgan Stanley, Merrill Lynch, and J.P. [read post]
23 Sep 2014, 12:24 pm
Reportedly, Goetz and Brown were part of Merrill Lynch’s Private Banking and Investment Group that managed approximately $2.5 billion in assets. [read post]
23 Sep 2014, 9:16 am
While the majority of the claims were filed against UBS Financial Services of Puerto, other firms, including Merrill Lynch, Banco Popular, Santander Securities, and Oriental Financial Services have also been named as Respondents in many of the claims. [read post]
22 Sep 2014, 8:50 am
The court applied the same analysis to offerings by Bank of America/Merrill Lynch not backed by Countrywide loans. [read post]
16 Sep 2014, 8:45 am
According to his FINRA Broker Report, Topol was employed by Cabot Lodge Securities and Merrill Lynch prior to the FINRA enforcement action. [read post]
9 Sep 2014, 6:55 am
In June 2010, Zaki became registered with Merrill Lynch. [read post]
