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23 Jan 2013, 8:15 am
HGS]This may start in the Golden State, but don't doubt for a New York minute that it won't catch on across the country:"The California Health Benefit Exchange board is hoping to get retail stores to provide in-store enrollment assistance for the state's [ObamaExchange] ... [read post]
18 Aug 2014, 2:00 pm
The plaintiff sold his shares on that day, after Ford’s distribution announcement, but before the New York Stock Exchange set the “ex-distribution date. [read post]
26 Jul 2007, 5:15 am
As the press release by the New York DA's office described:SELTERMAN held the position of General Counsel at Take-Two from 1999 to 2007, when he left the company. [read post]
23 Jul 2007, 11:02 am
We've compiled a list of those most likely to be basking in “Spitzerfreude”: Dick Grasso: The former New York Stock Exchange chief, whose $187.5 million pay package was challenged by then AG Spitzer in 2004. [read post]
30 Jun 2023, 9:42 am
The Charges were issued by the Securities and exchange Commission and New York federal prosecutors for. [read post]
24 Oct 2014, 5:00 am
SEC Charges Athena Capital in First HFT Case in the Corporate Crime Reporter The Securities and Exchange Commission (SEC) has sanctioned a New York City-based high frequency trading firm for placing a large number of aggressive, rapid-fire trades in the final two seconds of almost every trading day during a six-month period to manipulate the closing prices of thousands of NASDAQ-listed stocks. [read post]
25 Jul 2012, 12:09 pm
Likewise, the shares of a co-op are not deemed to be securities for purposes of The Securities Act of 1933 and The Securities Exchange Act of 1934. [read post]
2 Mar 2007, 4:06 pm
Tuesday, just after the New York Stock Exchange bounced in and out of the 500 point pothole, an interesting item appeared on the blog site for the U.S. [read post]
6 Sep 2017, 9:41 am
Calamari, Director of the SEC’s New York Regional Office. [read post]
29 May 2018, 5:34 am
Filed in the Eastern District of New York, the complaint seeks injunctive relief, including blocking an upcoming vote on compensation committee members, a corrected proxy statement, and the return of any wrongfully awarded cash and stock bonuses (Stein v. [read post]
27 Mar 2009, 6:30 am
(FINRA is the non-governmental regulator for nearly 5,000 brokerage firms, and was created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange). [read post]
17 Jun 2020, 8:17 am
One concurring judge wrote that while the SEC needed to do more to stake a position on why there is a problem and how the rule would help address it, the agency does have the authority to conduct experimental pilots even without specific authorization from Congress (New York Stock Exchange LLC v. [read post]
5 Oct 2012, 12:47 pm
Attorneyandrsquo;s Office for the Southern District of New York today announced criminal charges against Leszczynski and Chouchane. [read post]
26 Jan 2021, 8:52 am
NYC REIT, now trading on the New York Stock Exchange (“NYSE”) under the symbol “NYC,” dropped in value approximately 40% on the first day. [read post]
22 Aug 2014, 9:06 am
By investing in a SAFE security, the investor gives money to the startup in exchange for a promise to receive preferred stock in the event of future equity financing. [read post]
20 Dec 2011, 11:36 am
This led the New York Stock Exchange to halt trading on March 27. [read post]
8 Apr 2010, 9:23 am
Cantor already runs the Hollywood Stock Exchange, where the public can bet on the success of... [read post]
11 Nov 2008, 9:46 pm
" Consider that New York has so many established assets which are all part of the lush and verdant ecosystem sophisticated law firms needing to attract world-class talent have to have, and it's not all about stock exchanges, banks, and capital markets. [read post]
18 Dec 2006, 7:29 pm
· Current common and preferred stockholders will exchange their existing stock for shares of the newly reorganized company. [read post]
29 Jul 2015, 7:12 am
The shares are traded on the London, Amsterdam and New York Stock Exchanges using the following ticker symbols: London: REL; Amsterdam: REN; New York: RELX and RENX. [read post]
