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31 Oct 2011, 1:55 pm
In addition, allegedly fraudulent private deals orchestrated by Medical Capital Holdings Inc. and Provident Asset Management LLC seem to have taken down a number of independent broker-dealers. [read post]
30 Oct 2011, 9:50 am
©2011 Amaxx Risk Solutions, Inc. [read post]
20 Oct 2011, 1:01 pm
Danek Medical, Inc., 520 S.E.2d 88, 92 (N.C. [read post]
20 Oct 2011, 7:17 am
Well-known broker-dealer GunnAllen Financial Inc. closed in March 2010 after failing to meet FINRAand#39;s net-capital, and Okoboji Financial Services Inc., another big name, filed forms with FINRA to exit the business in July 2010. [read post]
18 Oct 2011, 1:39 pm
[#Wildlife, #Climate] GET THE REST OF TODAY'S NEWS (click here) Waste Information & Management Services, Inc. [read post]
17 Oct 2011, 1:38 pm
UBS Financial Services Inc. has agreed to settle charges brought by the Financial Industry Regulatory Authority, or FINRA, alleging that UBS failed to supervise a stockbroker who stood on both sides of multiple municipal bond trades to and from his customersandrsquo; retail accounts. [read post]
14 Oct 2011, 1:21 pm
Colorado Springs UtilitiesWaste Information & Management Services, Inc. [read post]
12 Oct 2011, 8:18 am
Aon Risk Services, Inc. of Minnesota, 356 F.3d 850 (8th Cir. 2004). [read post]
11 Oct 2011, 10:24 am
Think workers comp is hard to manage? [read post]
10 Oct 2011, 1:10 pm
Attorneyandrsquo;s statement, May formed E-M Management Co. [read post]
7 Oct 2011, 7:56 am
The civil suit accused the company, which is 41 percent owned by Goldman Sachs Group Inc. [read post]
6 Oct 2011, 5:38 am
Moreover, the former brokers of quite a few independent firms-- including Edward Jones, Raymond James Financial Services Inc. and Woodbury Financial Services Inc. andndash; are being investigated by states for their alleged selling-away activities. [read post]
5 Oct 2011, 3:11 am
Wins Silver for Data/Security Recovery Services in Houston, TX - http://bit.ly/pGhMv5 (PR.com) BIA Introduces TotalDiscovery.com Legal Hold - Offers Introductory $1.00 Per Custodian Pricing - http://bit.ly/r1XpGJ (Press Release) Certified Records Manager Laurie Fischer Joins Huron Legal - http://bit.ly/omeVIp (Michael Roach) Compare & Contrast: Practice Management - http://bit.ly/pEcWCs (Sean Doherty) Deploy Review Attorney SWAT Team, Using Separate Skills to… [read post]
4 Oct 2011, 1:24 pm
Station, Inc., 633 F.3d at 31, 32. [read post]
3 Oct 2011, 2:54 pm
The FTC complaint highlights this problem, as the defendants included “Forensic Case Management Services, Inc. [read post]
3 Oct 2011, 11:54 am
©2011 Amaxx Risk Solutions, Inc. [read post]
1 Oct 2011, 5:11 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
30 Sep 2011, 10:32 am
will be presented by Chas Rampenthal, Vice President of Product Development and General Counsel, LegalZoom.com, Inc. [read post]
28 Sep 2011, 5:35 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
28 Sep 2011, 2:27 pm
Hansen, Glenn Griffin, Vincent Puma, Kevin Nugent, Ward Onsa, Hudson Partners NYC, Spicer Jeffries LLP, SFG Accounting PLLC, Man Financial Inc., Permapave USA Corp., Verigreen, Steller Corporation Services, Capstone Investment Funds LLP, Meidinger & Associates CPA'S Prof LLC, Susan Meidinger, CPA, and Entrust Group dba Entrust Retirement Services. [read post]
