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27 Apr 2016, 9:26 pm
The last seven publicly disclosed Section 11 state court settlements against IPO companies have been between $6 and $10 million dollars. [read post]
27 Apr 2016, 10:42 am
The nominated individuals will be recognized in the following five areas: Public Sector Champion Best Transaction Advisor Social Infrastructure Lawyer of the Year Overall P3 Champion Award Best Private Sector Innovator To make your nominations, fill out the form here prior to May 6. [read post]
26 Apr 2016, 11:28 pm
cover sheet for this document For many years, one of major issues for the Chinese court system has been that enforcing a judgment is difficult (there is scholarship on whether that is in fact the case). [read post]
23 Apr 2016, 7:50 am
A thousand private school headmasters are weeping at the resulting dropoff in their enrollments of lawyers’ kids. * The Verge: Google is letting celebrities and businesses post directly to search results * AdWeek: 6 Reactions by Marketers to the End of ‘Free Social’ as the Algorithm Era Unfolds Marketing/E-Commerce * Novation Ventures, LLC v. [read post]
22 Apr 2016, 2:00 am
Some are offered by organizations like the American Red Cross, while community centers and private organizations also may offer swim lessons. 6. [read post]
21 Apr 2016, 3:22 pm
Aug. 6, 2015). [read post]
21 Apr 2016, 3:22 pm
Aug. 6, 2015). [read post]
14 Apr 2016, 1:31 pm
While you need that postmark by April 18, that doesn’t mean that you have to be out the door by 6:00pm. [read post]
8 Apr 2016, 6:09 am
Adams, Goodwin Procter LLP, on Saturday, April 2, 2016 Tags: Capital markets, No-action letters, Partnerships, Private placements, Registration exemptions, REITs, Rule 144,SEC, Securities Regulation Freedom to Trade in the Age of Heightened Market Protection Posted by Anthony Candido, Clifford Chance LLP, on Sunday, April 3, 2016 Tags: CFTC, Commodities, Commodities Exchange Act, Derivatives, Dodd-Frank Act, Fair values, Futures, Investor protection, Liability standards,… [read post]
8 Apr 2016, 6:09 am
Adams, Goodwin Procter LLP, on Saturday, April 2, 2016 Tags: Capital markets, No-action letters, Partnerships, Private placements, Registration exemptions, REITs, Rule 144,SEC, Securities Regulation Freedom to Trade in the Age of Heightened Market Protection Posted by Anthony Candido, Clifford Chance LLP, on Sunday, April 3, 2016 Tags: CFTC, Commodities, Commodities Exchange Act, Derivatives, Dodd-Frank Act, Fair values, Futures, Investor protection, Liability standards,… [read post]
4 Apr 2016, 3:27 pm
Mr Guy Rogers also had applied for an adjournment on the basis that his solicitors had told him that 6 weeks was not long enough to find counsel for the hearing, so he was in person, but this was not accepted by the Tribunal (and indeed, it would be very hard not to get counsel at 6 weeks notice.) [read post]
4 Apr 2016, 7:43 am
Funding portals, while subject to the SEC's authority, are exempt from registration as a broker-dealer.The problem. [read post]
9 Mar 2016, 12:33 pm
In its press release, the Commission stated that the Shield “reflects the requirements” set by the ECJ in its ruling from October 6, 2015 (the “Schrems ruling”). [read post]
5 Mar 2016, 11:35 am
The opinion begins by outlining how, and why, that proceeding was instituted:Respondent, Aaron James Brockler of Lakewood, Ohio, Attorney Registration No. 0078205, was admitted to the practice of law in Ohio in 2004. [read post]
4 Mar 2016, 7:34 am
To that end, aadhaar ought to be extended through equivalent registration and data generating programs directed at enterprises and at the organs of state. [read post]
2 Mar 2016, 4:26 pm
John Reed Stark Many of us have been following the continuing battle between Apple and the U.S. government on whether the government can required the company to unlock the iPhone of the San Bernardino terrorist, Syed Rizwan Farook, with a combination of confusion and concern. [read post]
29 Feb 2016, 4:43 pm
Plaintiffs brought claims under Section 11 of the Securities Act, which provides liability for material misstatements or omissions in registration statements for public offerings. [read post]
22 Feb 2016, 4:36 pm
Unless subject to an exemption, securities offered or sold to the public in the U.S. must be registered by filing a registration statement with the SEC. [read post]
22 Feb 2016, 8:23 am
The Vermont Department of Financial Regulation has proposed a comprehensive set of securities rules broken out into eight chapters as follows:Chapter 1—Authority and definitions;Chapter 2—Statutes, regulations and forms incorporated by reference;Chapter 3—Registration of broker-dealers and agents;Chapter 4—Registration of securities;Chapter 5—Exemptions from securities registration;Chapter 6—Advertising, Internet and other types… [read post]
20 Feb 2016, 12:30 pm
6 different European states. [read post]
