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25 May 2021, 12:12 pm by Giles Peaker
The family (with three children, two sons aged 16 and 14 and a daughter aged 7) occupied a private rented flat with two bedrooms and a combined kitchen-living room. [read post]
1 Oct 2023, 9:01 pm by renholding
Instruction 5 to Item 402(b) is limited to CD&A disclosure of target levels that are non-GAAP financial measures. [read post]
28 May 2021, 4:00 am by Jim Sedor
Broidy and Davis both pleaded guilty to charges they worked together to violate the Foreign Agents Registration Act by failing to report they were taking millions of dollars from Jho Low for their efforts to get the Justice Department to drop an investigation. [read post]
24 May 2024, 3:00 am by Jim Sedor
New Brunswick’s Lobbyists’ Registration Act requires a lobbyist to submit a return to the provincial integrity commissioner “within 15 days after commencing performance of an undertaking on behalf of a client. [read post]
19 May 2023, 4:00 am by Jim Sedor
How Kyrsten Sinema Uses Campaign Cash for Her Marathon Habit MSN – Sam Brodey (Daily Beast) | Published: 5/14/2023 When U.S. [read post]
2 Apr 2011, 1:48 pm by Hedge Fund Lawyer
Does rule 204-3 require an adviser to a hedge or other private fund to deliver a brochure and supplement(s) to investors in the private fund? [read post]
25 Jul 2012, 10:00 am
Title III of the JOBS Act provides a new exemption from the registration requirements of Section 5 of the Securities Act of 1933 for crowdfunding offerings. [read post]
12 Apr 2018, 3:00 am by John Jenkins
  The blog reports that Massachusetts just made a big splash by putting a halt to 5 offerings that failed to comply with state securities registration requirements. [read post]
12 Apr 2018, 3:00 am by John Jenkins
  The blog reports that Massachusetts just made a big splash by putting a halt to 5 offerings that failed to comply with state securities registration requirements. [read post]
13 May 2022, 4:00 am by Jim Sedor
Meng quit after a conflict-of-interest complaint was filed over his personal investments in Blackstone, a private equity firm in which the pension fund also was invested. [read post]
9 Aug 2011, 2:36 pm by The Legal Blog
& Ors., (2008) 5 SCC 796, this Court dealt with a similar issue and considered the effect of doctrine of lis pendens and the provisions of Section 19(b) of the Act, 1963. [read post]
28 Oct 2010, 9:20 am by The Legal Blog
& Ors., (2008) 5 SCC 796, this Court dealt with a similar issue and considered the effect of doctrine of lis pendens and the provisions of Section 19(b) of the Act, 1963. [read post]
20 Jun 2010, 8:59 am by Raymond Wee Hock Tan
I proceeded to the registration desk at the WACA. [read post]
10 May 2019, 9:24 am by Jonathan Spontarelli
Foreign Agents Introduced Ukranian Politician to US Political Figures in Secretive Lobbying ArrangementCenter for Responsive Politics – Anna Massoglia | Published: 5/8/2018 New Foreign Agent Registration Act records reveal foreign agents and lobbyists on the payroll of Livingston Group, a lobbying firm run by former U.S. [read post]
10 May 2019, 3:01 am by Jim Sedor
Foreign Agents Introduced Ukranian Politician to US Political Figures in Secretive Lobbying Arrangement Center for Responsive Politics – Anna Massoglia | Published: 5/8/2018 New Foreign Agent Registration Act records reveal foreign agents and lobbyists on the payroll of Livingston Group, a lobbying firm run by former U.S. [read post]
30 Dec 2011, 11:23 am by Hedge Fund Lawyer
A manager whose managed funds are beneficial owners of 5% or more of a registered voting equity security must report these positions on Schedule 13G. [read post]
2 May 2021, 8:01 am by Race to the Bottom
If the combined company performs poorly, SPAC investors may file a securities lawsuit challenging a misstatement in the SEC registration statement. [read post]