Search for: "SEC v. Downe"
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30 Nov 2008, 11:57 pm
The United States Court of Appeals just handed down a decision that confirms this position, ruling that under the Federal Arbitration Act, there is no prehearing discovery from third parties.In Life Receivables Trust v. [read post]
26 Jan 2020, 3:15 am
Truth matters… https://t.co/yEE7BZcZzC 2020-01-25 Notable snippet about the personal information concept in recent Ont CA search case https://t.co/kjDFlMDPkv 2020-01-25 Artificial Intelligence, Risk Disclosures, and a New SEC Materiality Test https://t.co/tHJJQdhrXD 2020-01-25 [read post]
20 Mar 2020, 3:03 am
” At The World and Everything in It, Mary Reichard breaks down the oral arguments in three cases from the February sitting: United States v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
27 Aug 2021, 9:48 am
On remand, the district court should consider all record evidence relevant to the impact (or lack thereof) of Goldman’s statements on its stock price (Arkansas Teacher Retirement System v. [read post]
29 Aug 2018, 2:29 pm
This sort of gag order is a pretty clear First Amendment violation, much like in the McCauley v. [read post]
30 Jul 2019, 7:39 am
This case provides some guidance on how to proceed.The case is Fuller v. [read post]
11 Sep 2023, 5:19 am
Nelson, J.D.Special purpose acquisition company (SPAC) deals soared during the pandemic, but the deals have always been complex and, with the SEC potentially clamping down on such deals, and market conditions making it uncertain that some SPACs will find merger partners, litigation involving SPACS is likely to increase. [read post]
17 Jun 2019, 5:00 am
A Fourth Circuit panel has shot down claims that the refusal to sign a conflict of interest form was a protected activity under the SOX whistleblower provision. [read post]
16 Jan 2015, 4:43 am
Chief Justice John Roberts asked this question of Assistant Solicitor General Nicole Saharsky during oral argument earlier this week in Mach Mining v. [read post]
10 Apr 2015, 5:00 am
–CDM v. [read post]
12 Dec 2019, 7:04 am
The court held, however, that where a fraud complaint claims that statements were rendered false through the concealment of illegal activity, the underlying illegal acts must be pleaded with particularity, and the complaint failed to do so (Gamm v. [read post]
28 Jul 2018, 4:53 am
SEC. [read post]
15 Jun 2017, 6:42 pm
Co. v. [read post]
16 Oct 2015, 4:30 am
& Sec. [read post]
23 Apr 2010, 6:09 am
SEC registrant companies could not opt out of this mandate. [read post]
25 Apr 2010, 6:34 pm
Bettner & Joseph V. [read post]
10 Sep 2012, 5:00 am
SEC, the DC Circuit decision that struck down the shareholder access rule. [read post]
10 Nov 2015, 2:18 pm
If you’re with an investment advisor, your investment advisor is being regulated by the SEC. [read post]