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3 Oct 2022, 3:27 am
SEC Four-Year Strategic Plan Is Generic, Non-Specific, Drivel (BrokeAndBroker.com Blog)SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security (SEC Release)SEC Halts Crypto Asset-Related Fraud Victimizing Latino Investors (SEC Release)SEC Charges Two Canadian Software Engineers with Insider Trading (SEC Release)SEC Charges Four Defendants in Connection with Fraudulent Scheme to... [read post]
2 Oct 2022, 7:16 am
Instead, the court analogizes to precedent saying “the focus is on the popularity and commercial success of the particular song, not the singer in general. [read post]
30 Sep 2022, 9:45 am
” The bill sponsored by Pennacchio and Singer (S-1206) broadens the legal definition of “riot,” and increases penalties for crimes committed during a riot. [read post]
28 Sep 2022, 11:27 am
In both the real world, and on Marvel Comic’s Earth 616, Intellectual Property Law can be a super weapon to inflict serious pain upon your enemies. [read post]
27 Sep 2022, 7:16 pm
Joseph William Singer, Bussey Professor of Law at Harvard Law School, has posted to SSRN his article, Hobbes & Hanging: Personal Jurisdiction v. [read post]
27 Sep 2022, 11:52 am
Senator Bob Singer reiterated his call for a coordinated statewide plan to help towns respond to pop-up parties following a deadly weekend in Wildwood that left two dead. [read post]
26 Sep 2022, 10:05 pm
John, Aaron Neville, and the new singer-songwriter Katie Pruitt. [read post]
26 Sep 2022, 4:58 pm
Jeremy Singer-Vine: ” The Data Liberation Project is a new initiative I’m launching today to identify, obtain, reformat, clean, document, publish, and disseminate government datasets of public interest. [read post]
26 Sep 2022, 3:18 am
TITLE (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/XXXX/XX/TEXTTITLE (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/XXXX/XX/TEXTSEC Four-Year Strategic Plan Is Generic, Non-Specific, Drivel (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6676/sec-strategic-plan/Another four-year strategic period has ticked off at the SEC, which means that it's time for the SEC's Strategic Plan for 2022 - 2026 . [read post]
26 Sep 2022, 3:18 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6683/securities-industry-commentator/SEC Four-Year Strategic Plan Is Generic, Non-Specific, Drivel (BrokeAndBroker.com Blog)How Raymond James bungled oversight of a broker who scammed a 98-year-old (Financial Planning by Tobias Salinger)Two Former eBay Executives Sentenced to Prison for Cyberstalking (DOJ Release)Former Washington state resident… [read post]
26 Sep 2022, 3:18 am
Whistleblower Angered by SEC's Split of $27 Million Award (BrokeAndBroker.com Blog)Attorney General James Sues Cryptocurrency Platform for Operating Illegally and Defrauding Investors / Nexo Failed to Register as Required by New York Law and Lied to Investors about Their Registration (NYAG Release)Sioux Falls Man Arrested for Role in Bank Fraud & Money Laundering Conspiracies (DOJ Release)Former Securities Brokers Sentenced to Federal Prison Terms for Perpetrating Securities Fraud Scheme… [read post]
26 Sep 2022, 3:18 am
Whistleblower Angered by SEC's Split of $27 Million Award (BrokeAndBroker.com Blog)SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures / Firms admit to wrongdoing and agree to pay penalties totaling more than $1.1 billion (SEC Release)CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods / Registered Swap Dealers and FCMs Admit Use of Texts, WhatsApp and Other… [read post]
26 Sep 2022, 3:18 am
SEC Hides Disqualification Waiver Order In High Profile Recordkeeping Release (BrokeAndBroker.com Blog) Former Financial Advisor Agrees to Plead Guilty to Aggravated Identity Theft (DOJ Release)Rhode Island Man Convicted of Defrauding Investors and Tax Evasion / Diverted Millions to Fund His Lavish Lifestyle and Paid No Taxes (DOJ Release)SEC Charges Four Individuals in Microcap Fraud Scheme Targeting Retail Investors (SEC Release)... [read post]
26 Sep 2022, 3:18 am
Sioux Falls Man Arrested for Role in Bank Fraud & Money Laundering Conspiracies (DOJ Release)Former Securities Brokers Sentenced to Federal Prison Terms for Perpetrating Securities Fraud Scheme (DOJ Release)Former Broker Sentenced to 36 Months in Prison for Stock Fraud Scheme (DOJ Release)Business Partner Of Art Dealer Inigo Philbrick Pleads Guilty To Defrauding Art Buyers And Financers (DOJ Release)Idaho I.T. [read post]
22 Sep 2022, 2:59 pm
Chatter: Josephine Baker, Singer and Spy, with Damien Lewis: Shane Harris sat down with Damien Lewis, author of “Agent Josephine: American Beauty, French Hero, British Spy,” to discuss Baker’s remarkable and little known espionage career as an agent for French counterintelligence during WWII. [read post]
22 Sep 2022, 12:13 pm
Not philosophically deep, but interesting nonetheless. [read post]
22 Sep 2022, 7:10 am
Fans recognized the superstar singer, actress, and dancer everywhere she went, particularly on the streets of Paris, where she walked a pet cheetah on a diamond leash. [read post]
21 Sep 2022, 5:31 am
The Russian singer Shaman recorded a song titled “Let’s Arise” (the lyrics correlate with “Arise, Great Country! [read post]
17 Sep 2022, 9:15 am
SEC Buries the Lede About Stunning Misconduct in Its Office of the Ombudsman (BrokeAndBroker.com Blog)U.S. [read post]
17 Sep 2022, 9:15 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6671/securities-industry-commentator/Cuyahoga Gone in Appellate Ruling To Send Dispute to FINRA Arbitration (BrokeAndBroker.com Blog)Making lemonade of legal lemons, new wave of ERISA class actions accuse fiduciaries of 'imprudently' using low-fee, high-rated funds, like BlackRock TDFs / The lawsuits against 401(k) plan sponsors also… [read post]
