Search for: "Securities Investor Protection Corporation" Results 961 - 980 of 4,476
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16 Sep 2021, 2:47 pm by Ernesto Falcon
In what appears to be a “throw spaghetti on the wall approach” to stopping antitrust reform targeting Big Tech, a few Members of Congress and a range of former military and intelligence officials wrote a letter asserting that these companies need to be protected for national security. [read post]
15 Sep 2021, 6:16 am
In the rest of the world, by contrast, nearly 80 percent of lending to such firms comes from banks. [3] Our capital markets continue to support American competitiveness on the world stage because of the strong investor protections we offer. [read post]
14 Sep 2021, 9:03 pm by Noah Yosif
Landlords throughout the United States observed a near-continuous federal moratorium on evictions, first enacted via legislation through the Coronavirus Aid, Relief, and Economic Security (CARES) Act from March through June of 2020. [read post]
13 Sep 2021, 1:15 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
13 Sep 2021, 8:45 am by Rob Robinson
“Our move to AWS GovCloud (US) allows our federal clients to confidently use our solution, knowing that their information is protected by the highest cloud security standards. [read post]
10 Sep 2021, 9:36 am by The White Law Group
  For more information on the firm’s investigation, please see: CĪON Investment Corporation Suspends Distributions Cion Investment Corporation Reduces Offering Price CION Investment Corporation to List Shares The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
9 Sep 2021, 4:29 pm by BPR Law
Just Contact us at Beyer, Pongratz, & Rosen, a Professional Law Corporation, and we are ready to help you with your Estate, Business, Asset Protection needs. [read post]
6 Sep 2021, 8:07 am by Kevin LaCroix
Even with the likely contribution to the number of securities suit filings that the SPAC-related litigation phenomenon will make, it appears that the 2021 federal court securities suit filings could be on pace for the lowest annual number of federal court securities suit filings since 2014. [read post]
3 Sep 2021, 6:28 am by Shannon O'Hare
Consumer protection regulation must be observed when dealing with consumer loans. [read post]
3 Sep 2021, 5:46 am
Securities and Exchange Commission, on Saturday, August 28, 2021 Tags: Broker-dealers, Engagement, Financial technology, Investment advisers, Investor protection, SEC, SEC rulemaking, Securities regulation SEC Updates Qualified Client Threshold Posted by Kathryn M. [read post]
The regulation aims to preserve stored water to protect drinking water supplies, prevent salinity intrusion and algal blooms, and minimize impacts to fisheries and the environment. [read post]
The regulation aims to preserve stored water to protect drinking water supplies, prevent salinity intrusion and algal blooms, and minimize impacts to fisheries and the environment. [read post]
29 Aug 2021, 12:49 pm by Stuart Kaplow
Some have questioned should this bill be legally challenged, would a reviewing court find it violates the Equal Protection Clause of the U.S. [read post]
23 Aug 2021, 4:26 pm
  The reporting follows below along with its source, the 30 July 2021 "Statement on Investor Protection Related to Recent Developments in China" of SEC Chair Gary Gensler.EXCLUSIVE SEC gives Chinese companies new requirements for U.S. [read post]
23 Aug 2021, 12:14 pm by Silver Law Group
These rules are designed to protect investors—particularly those who are elderly or vulnerable—from being taken advantage of. [read post]
23 Aug 2021, 9:09 am by zamansky
From corporate disclosure violations to unregistered offerings and broker-dealer conflicts of interest, many types of securities fraud lead to substantial investor losses. [read post]
20 Aug 2021, 9:48 am by Sarah Aberg and Matthew Lin
  The rule is intended to increase transparency into the diversity of corporate boards, giving investors more information to consider when deciding which companies are worthy of investment. [read post]
17 Aug 2021, 5:00 pm by Rob Robinson
Founded in 2015 by pioneers in the legal operations field, our vision is to execute legal + business strategies, resulting in lasting change, value and protection. [read post]
17 Aug 2021, 11:48 am by Race to the Bottom
ESG metrics are factors that evaluate whether a company is a good corporate citizen, including on issues such as energy efficiency, waste management, diversity and inclusion, and data protection. [read post]
17 Aug 2021, 11:43 am by John Jascob
By Anne Sherry, J.D.Calling out the SPAC business model as inherently conflicted, an investor in a blank-check company brought a class-action lawsuit in the Delaware Court of Chancery to enjoin an upcoming vote that he says violates Delaware corporate governance law. [read post]