Search for: "State v. Dodd" Results 961 - 980 of 1,051
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12 Dec 2011, 10:50 am by Marcia Narine
Walmart announced in its 10-Q that based upon a compliance review and other sources (Dodd-Frank whistleblowers maybe?) [read post]
7 Sep 2015, 2:47 pm by Kevin LaCroix
  Delaware Court Questions Disclosure-Only Settlement of Merger Objection Lawsuit:  As discussed here, in a July 8, 2015 decision in Acevedo v. [read post]
22 Sep 2011, 2:00 am by Kara OBrien
In a separate Concept Release,[2] the SEC stated that it is reviewing interpretive issues under Section 3(c)(5)(C) of the Investment Company Act. [read post]
20 Jul 2008, 4:15 am
How can one expect a state like that to hold together? [read post]
15 Sep 2017, 6:10 am
Posted by William Magnuson, Texas A&M Law School, on Wednesday, September 13, 2017 Tags: Algorithmic trading, Banks, Bitcoin, Crowdfunding, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Financial reporting, Financial technology, Innovation, International governance, Market efficiency, Moral hazard, SIFIs, Systemic risk OCC Stakes Out a Lead Role in Establishing New… [read post]
28 Sep 2010, 11:18 am by Bonnie Harris
” Under Part V, “Protection from suffering detriment in employment,” of this law, 47B on “Protected disclosures” states that, “A worker has the right not to be subjected to any detriment by any act, or any deliberate failure to act, by his employer done on the ground that the worker has made a protected disclosure. [read post]
24 Feb 2017, 5:35 am
Carter and Karla Bos, Teneo Governance, on Sunday, February 19, 2017 Tags: Boards of Directors, Engagement, Glass Lewis, Institutional Investors, ISS, Proxy advisors, Proxy season, Proxy voting, Shareholder activism, Shareholder voting, Social media Gordon v. [read post]
9 Nov 2007, 6:45 am
In a Nov. 1 letter, the senators called on the SEC not to take action on either draft rule and instead allow shareholders to continue filing proxy access resolutions based on the 2006 AFSCME v. [read post]
10 May 2019, 6:17 am
., on Saturday, May 4, 2019 Tags: Boards of Directors, Climate change, Corporate Social Responsibility, ESG, Executive Compensation, Index funds, Pay for performance, Shareholder rights, Shareholder value, Shareholder voting, Sustainability Operating Principles for Impact Management Posted by Irina Likhachova, International Finance Corporation, on Sunday, May 5, 2019 Tags: Accountability, Asset management, Corporate… [read post]
19 Apr 2019, 6:12 am
Rouhandeh, and Michael Kaplan, Davis Polk & Wardwell LLP, on Saturday, April 13, 2019 Tags: Bonds, Corporate fraud, DOJ, International governance, Misconduct, Rule 144, SEC, SEC enforcement, Securities litigation, Securities regulation, Volkswagen 2019 Proposed Amendments to DGCL Posted by John Mark Zeberkiewicz and Brigitte Fresco, Richards, Layton & Finger, P.A., on Saturday, April 13, 2019 Tags: Appraisal… [read post]
15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
3 Jul 2018, 11:14 am by Mike Delikat
” Uniform Definition of “Whistleblower” In the wake of Digital Realty Trust, Inc. v. [read post]