Search for: "Suspensions, LLC" Results 961 - 980 of 1,349
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18 Sep 2014, 7:45 pm
The Commission may supercede its rules only by waiver, suspension, or amendment of the regulation. [read post]
10 Apr 2023, 7:37 am by Larry
The Court of International Trade decision in Otter Products, LLC addresses a novel question about how loss of revenue is calculated in the context of a prior disclosure. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
16 Dec 2021, 10:30 am by The White Law Group
    On June 30, 2020, the Board of Directors determined that the current suspension of the Company’s redemption program will remain in effect until the board determines to lift the suspension. [read post]
5 Jun 2024, 10:52 am by The White Law Group
  The firm’s founder was reportedly fined $250,000 and suspended from the securities industry, followed by a two-year suspension from acting as a principal. [read post]
22 Feb 2010, 3:35 am
Denver Mattress Co., LLC (not precedential) (TTABlog) 9th Circuit: Judicial estoppel does not bar trade dress theory: Larin Corp. v. [read post]
22 Feb 2010, 3:35 am
Denver Mattress Co., LLC (not precedential) (TTABlog) 9th Circuit: Judicial estoppel does not bar trade dress theory: Larin Corp. v. [read post]
31 Mar 2013, 9:36 pm by Ken
., and/or Livewire Holdings LLC; b) Paul Hansmeier, of Steele Hansmeier PLLC and/or Livewire Holdings LLC; c) Paul Duffy, of Prenda Law, Inc.; d) Angela Van Den Hemel, of Prenda Law, Inc.; e) Mark Lutz, of Prenda Law, Inc., AF Holdings LLC and/or Ingenuity 13 LLC; f) Alan Cooper, of AF Holdings LLC; g) Peter Hansemeier, of 6881 Forensics, LLC; h) Prenda Law, Inc.; i) Livewire Holdings LLC; j) Steele… [read post]
17 Mar 2020, 1:32 pm by Noble McIntyre
Atovaquone Oral Suspension, USP 750 mg/5mL, has been recalled by KVK Tech, Inc. due to defects resulting from exposure to extreme temperatures during shipping. [read post]
27 Dec 2021, 7:02 am by Ana Popovich
(FirstChoice), Labsource LLC (Labsource), Pain Management Associates of the Carolinas LLC (PMA of the Carolinas) and Pain Management Associates of North Carolina P.C. [read post]
17 May 2009, 5:18 am
After filing an appeal of the bank's suspension order, Wise appears to have struck a deal with the SVG banking authority, which gave the bank new life. [read post]